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In Short

Waiver Watch: Can States Go Their Own Way?

With fresh,  from Alabama, Alaska, Hawaii, Maine, New Hampshire, North Dakota, and West Virginia, along with Puerto Rico and the Bureau of Indian Education, the U.S. Department of Education has received 47 waiver proposals since last November. Thirty-three states and Washington, D.C. have been approved to date, leaving only , Idaho, and  with outstanding requests from the second round.  about the 鈥溾 to the waivers 鈥 i.e. college- and career-ready standards and assessments, differentiated accountability and improvement systems, and educator evaluations based on student achievement 鈥 haven鈥檛 slowed the process. Only six states have failed to take the Department up on their offer for increased flexibility under No Child Left Behind: California, Montana, , Pennsylvania, Texas, and Wyoming (although an additional state, , submitted a request and later withdrew it from consideration).

But that doesn鈥檛 necessarily mean these states are rejecting the waiver game altogether 鈥 rather, they are rejecting the rules spelled out by the Department and making their own. While , , and  have all requested limited waivers which would allow them to ,  and  are pushing the boundaries further and going rogue. Instead of using the Department鈥檚 application, which requires states to sign off on waivers for at least ten provisions of NCLB and agree to 15 assurances, they are picking, choosing, and in some cases, adding to what the Department is offering. Although both states鈥 attitudes toward the feds鈥 flexibility deal appear similar 鈥 for instance, they both want to rely solely on their long-standing state accountability systems for schools 鈥 below the surface, California and Texas have completely different visions for ESEA flexibility.

Short, and Not So Sweet

While most states took hundreds of pages to document their efforts to adopt college- and career-ready expectations, differentiated accountability and support plans, and effective instruction and leadership systems, California needed only . Why so short? Is California really committed to these reforms? The state has been criticized for its lack of effort and resources in  and for its  when it comes to teacher evaluations. Coupled with the state鈥檚 fiscal crisis, the Department should seriously question California鈥檚 capacity and will to improve. California is asking to waive  of the ten required NCLB provisions 鈥 both of which would allow the state to use its existing and  Academic Performance Index (API) to hold schools accountable. The State Board of Education will 鈥渃onsider鈥 revising the performance targets and measures within the API, but California, it seems, is determined to make no promises and put in as little effort as possible.

With California blatantly ignoring the Department鈥檚 鈥溾 approach to waivers and the commitments to all the principles of ESEA flexibility made by other states, California officials cannot possibly expect the feds to go along with their anemic request. Sure, California has a lot of political clout in an election year. But it is not worth  of the Department and the flexibility process 鈥 not to mention the education of millions of California students 鈥 to shore up a state that is already leaning heavily toward President Obama.

Bigger, Definitely Not Better

California may have thumbed its nose at most of the substance within the Department鈥檚 flexibility plan, but Texas is actually embracing it. The Lone Star State  for every one of the ten waivers included in the flexibility request, in addition to the three optional waivers offered by the Department related to extended learning time, prioritizing Title I funds for eligible high schools with low graduation rates, and removing Adequate Yearly Progress determinations from school report cards. While not a Common Core state, Texas appears more than willing to  for its own standards and assessments and demonstrate how they are aligned with college and career readiness. And although the state has not passed teacher evaluation reform to date,  applying for waivers do not have all of the principles of high quality evaluations in place 鈥 and are essentially pledging to adopt them and implement them by the 2014-15 school year. So if Texas is already committing to most of what the Department is asking, why are they still ?

Because Texas wants more. Namely, they鈥檇 like to rewrite the entire Title I funding formula and decide how the state鈥檚 nearly  allocation should be distributed to districts. Texas has not yet specified an exact methodology (or what it finds so offensive in the current formula 鈥 though there are ), but promises to account for districts鈥 identified needs in terms of economically disadvantaged students, English Language Learners, and whatever 鈥渆ducationally disadvantaged鈥 students means. And since one of the standard waivers Texas is requesting would give the state the option to transfer funds from other ESEA programs to Title I, the state is essentially requesting limitless funding flexibility within ESEA 鈥 without actually specifying how the new, Texas Title I formula would work.

The state may be promising to hold schools accountable, but how can the federal government hold Texas accountable for improving outcomes for disadvantaged students if the state won鈥檛 describe how the funds will be distributed? Giving a state this much discretion within Title I, in addition to what the feds are already offering, would be unprecedented, quite possibly , and potentially disastrous for Texas鈥 Title I schools and the students they serve.

To add insult to injury, Texas also wants to waive the provision that defines annual measurable objectives (AMOs), opening the door for the state to lower, or even eliminate, performance targets for students and subgroups. AMOs stirred up controversy in other waiver winners (like ), as states attempted to alter, or even undermine, subgroup accountability in their AMOs, particularly through the use of 鈥.鈥

Whether big or small, rogue approaches to ESEA flexibility aren鈥檛 likely to work for states anytime soon. Even though the Department of Education is willing to negotiate, both California and Texas have a long way to go before their requests should be considered seriously.

But will state officials be willing to change their proposals if the Department鈥檚 waivers continue to be the only viable option for states seeking relief from NCLB? By removing the additional requests and their outlandish Title I funding proposal, Texas would likely be able to secure a waiver after some back-and-forth with the Department. California would have more revisions to make to get their proposal in shape (it was only nine pages, after all). Still, the state adopted Common Core, joined the Smarter Balanced Assessment Consortium, and has many of the components of a strong accountability system in place. Evaluations of teachers and principals 鈥 and how to pay for them 鈥 are the primary sticking point. But at least for now, it appears California and Texas will continue to go their own way鈥 even if it gets them nowhere.

 

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Anne Hyslop

Policy Analyst, Education Policy Program

Waiver Watch: Can States Go Their Own Way?