Decision-Making in the Counter-ISIS War
Abstract
The counter-ISIS war accomplished much good. It destroyed ISIS's territorial caliphate that, at one point, ruled over almost 8 million people and encompassed an area about the size of Britain. Nestled in the heart of the Middle East, it was the launchpad from which ISIS carried out attacks in Europe and elsewhere.
Yet the war poses significant questions for American counterterrorism strategy. What rationales were used to justify the use of American military power? Did preventive war logic play a role in the decision? Did ISIS directly threaten the United States? Has the counter-ISIS war made the United States safer?
Horror at ISIS's atrocities and terror has helped sideline these questions. This report examines the counter-ISIS war as a historical case study to resurface them. It also seeks to draw out their lessons for use in efforts to end America鈥檚 endless wars and to develop sustainable counterterrorism strategies.
Acknowledgments
Thanks to 国产视频 interns Sumaita Mulk and Ryan Madsen, who helped review presidential statements for those of relevance to the counter-ISIS war and helped fact-check this report. The author is deeply indebted to former 国产视频 Fellow and Professor of International Relations at West Point Scott Silverstone and 国产视频鈥檚 Heather Hurlburt and Peter Bergen, whose reviews of earlier versions of the paper have made it far better than it otherwise would have been. Emily Schneider provided a thorough copyedit, and Naomi Morduch Toubman designed the informative graphics herein. Thanks are also due to the several experts and former government officials who took the time to discuss these issues with me. Finally, thanks to Reid Smith, Hugo Kirk, and the Charles Koch Institute for their support of this research.
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Executive Summary
In 2011, the United States withdrew its last combat troops from Iraq. Yet fewer than three years later, the Obama administration, which viewed the withdrawal as a correction of one of the greatest foreign policy failures of the modern era, initiated a counterterrorism war against ISIS in Iraq. The administration then extended the war to Syria. In doing so, it presented a number of justifications for war, among them preventive war logic, which is the view that war now is preferable to other options as a way of preventing a future conflict in which a rival would pose a greater threat due to a growth in its capabilities.
The counter-ISIS war accomplished much good. It destroyed ISIS's territorial caliphate that, at one point, ruled over almost 8 million people and encompassed an area about the size of Britain. Nestled in the heart of the Middle East, it was the launchpad from which ISIS carried out attacks in Europe and elsewhere.
Yet the war poses significant questions for American counterterrorism strategy. What rationales were used to justify the use of American military power? Did preventive war logic play a role in the decision? Did ISIS directly threaten the United States? Has the counter-ISIS war made the United States safer?
Horror at ISIS's atrocities and terror has helped sideline these questions. This report examines the counter-ISIS war as a historical case study to resurface them. It also seeks to draw out their lessons for use in efforts to end America鈥檚 endless wars and to develop sustainable counterterrorism strategies. Its findings include:
- The Obama administration publicly invoked preventive war logic as part of its justification for the counter-ISIS war, and in particular, its extension into Syria. The administration expressed fear that if left unchecked, ISIS would grow to pose a threat to the American homeland and cited that fear as the basis for airstrikes.
- While preventive war logic played an important role, regional security, protection of Americans abroad, and humanitarian concerns and genocide prevention rationales drove the decision to initiate the war. These rationales were given more importance earlier in the decision-making process鈥檚 public justifications than preventive war logic. They also played a more direct role in the decision to view ISIS as posing a threat requiring action in June 2014 and in the decision to initiate limited airstrikes in August 2014.
- As the United States confronted ISIS's brutal methods and its threat outside the homeland, decision makers increasingly perceived ISIS as fundamentally incompatible with American values. The emergent discourse of 鈥渃ommon threat鈥 rooted in these other rationales and an inferred eventual threat to the United States helped push forward preventive war logic. In turn, the uncertainty that comes with projecting future threats central to preventive war logic encouraged a shift to such values-matching reasoning, creating a feedback loop.
- The importance of different rationales shifted over time, often in reaction to events, warning against viewing promises to end endless war or exercise restraint as the expression of stable preferences. Even the most restraint-oriented decision makers will be tempted to escalate wars under certain conditions.
- ISIS did not pose a direct threat to the United States that would support a case that the war was preemptive. The administration repeatedly stated that there was no credible evidence of specific and imminent ISIS-directed plots against the homeland. A review of jihadist terrorism-related criminal charges in the United States as well as other indicators suggests that this assessment was correct.
- While ISIS has shown no capability to direct an attack inside the United States, ISIS's virtual coaching of attackers and its threat to aviation standout as deserving of deeper analysis and public debate. These threats, in particular the online 鈥渆nabled鈥 plotting, could conceivably ground an argument that U.S. action was preemptive. However, they were not at the center of the decision to initiate the war and viewing them as sufficient grounds for preemption raises its own risks.
- ISIS did pose a direct threat to Europe, many Middle Eastern states, and the people of Iraq and Syria. ISIS directed major attacks in Europe, conquered Iraqi and Syrian cities, instituted a system of slavery, kidnapped and murdered Americans, and committed genocide. The group also repeatedly demonstrated its intent and ability to spread and direct violence across the Greater Middle East through support for affiliates.
- The ISIS threat to Europe was preceded by substantial warnings of ISIS's capability to conduct such attacks. This stands in stark contrast to the lack of evidence of ISIS's capability to strike the United States.
- The public adoption of preventive war logic fueled America鈥檚 endless wars and poses substantial risks for escalation. This effect is rooted in predictable results of the logic itself and is visible in the counter-ISIS campaign鈥檚 aftermath.
- Justifications shifted from arguments framed by cost-benefit analysis to justifications based in matching American values. Policymakers justified war citing ISIS's incompatibility with world order and its evil nature. The extent of this shift, however, is contested.
- ISIS's annihilation has proven impossible. Policymakers have over-focused on the group鈥檚 capabilities while ignoring the broader political conditions underlying the conflict. This is typical of preventive war strategies, and poses substantial risks of escalating and prolonging war.
- Preventive war logic loosens the required level of threat for military action and risks overtaxing American power while also creating conditions for future wars.
- Calls for withdrawals from America鈥檚 wars are insufficient on their own to end endless war. As long as the United States maintains interests in regions facing resilient jihadist insurgencies, it will be prone to re-escalation. The Obama administration did not intend to return to waging war in Iraq. That it did so, and initially justified its return on limited aims, suggests that a politics of embracing withdrawal is insufficient.
- 国产视频 withdrawal from northeastern Syria is not an end to endless war and risks setting the stage for a snapback of American military power.
- U.S. forces will remain in the al-Tanf area of Syria with a counter-ISIS mission, but they will also be in effect aiding American competition with Iran and Russia.
- U.S. forces will also likely remain in eastern Syria, purportedly to protect access to oil, potentially resulting in no net decrease in troop presence.
- The Defense Department is seeking ways to continue airstrikes and surveillance.
- Trump has committed the United States to monitoring the conflict so as to be able to re-intervene if ISIS gains power to prevent another situation like 2014, reinscribing the preventive war logic that began the counter-ISIS war.
- Calls for withdrawal or an end to endless war must be combined with substantial efforts to change America鈥檚 vision of its role in the world, efforts to improve conditions on the ground, and development of non-military policy options to avoid a snapback of war. In the absence of such efforts, advocates of restraint will find themselves putting unwarranted faith in the statements of politicians rather than a full policy program to end America鈥檚 wars.
Introduction
In December 2011, the last U.S. troops left Iraq, completing the United States鈥 withdrawal from the Iraq war.1 The Obama administration viewed the withdrawal as the culmination of one of its top campaign promises. Within three years the war in Iraq would snap back. The very Obama administration that heralded the withdrawal would commit American military power to fight ISIS2 in Iraq, and then extend the war into Syria.
The counter-ISIS war accomplished much good. It destroyed ISIS's territorial caliphate that, at one point, ruled over almost 8 million people and encompassed an area about the size of Britain. Nestled in the heart of the Middle East, it was the launchpad from which ISIS carried out attacks in Europe and elsewhere.3
However, the war鈥檚 escalation raises serious questions regarding the sustainability and effectiveness of American counterterrorism strategy. On what basis did the United States justify the war? Did the United States return to preventive war logic while fighting the counter-ISIS campaign? Did ISIS directly threaten the United States? And has the war made the United States safer? Horror at ISIS's brutality has sidelined these questions.
This report examines the decision-making and impact of the counter-ISIS war as a historical case study seeking to answer these questions. It also draws lessons from the war for how the United States should develop a sustainable counterterrorism strategy that does not fuel endless war.
This report finds that the Obama administration invoked multiple rationales to justify the war. These rationales included preventive war logic; that is the view that war now is preferable to other options in order to prevent a future conflict in which a rival would pose a greater threat due to a growth in its capabilities. This was the very logic that led the United States into Iraq in 2003. However, the Obama administration鈥檚 public justification also included references to regional security, extraterritorial protection of Americans, and humanitarian rationales.
As the United States faced ISIS's brutality and interpreted it as posing a great threat to the United States鈥 regional security, humanitarian, and extraterritorial protection of Americans goals, decision makers increasingly perceived ISIS's existence鈥攊n any form鈥攁s fundamentally at odds with both international order and American values. This gave rise to an increased emphasis on American homeland security as it was tied to threats outside the homeland and encapsulated in a discourse of 鈥渃ommon threat.鈥 As a result it also fueled the rise of preventive war logic.
The preventive war logic adopted during the campaign has helped fuel America鈥檚 endless wars. The United States has failed to annihilate ISIS's resilient threat in Iraq and Syria, and the threat to the United States does not look substantially lower than it did before the war. There are renewed calls for a long-term U.S. military presence, not just in Iraq but in Syria as well. Meanwhile, the continued U.S. presence poses a substantial risk of fueling new conflicts. The Trump administration鈥檚 withdrawal from northeastern Syria has not ended the war鈥檚 endless character or its risks, having maintained a military presence in both Syria and Iraq.
This pessimistic vision is a predictable consequence of the adoption of preventive war logic, which often results in a shift to value-based analysis rather than cost-benefit analysis; an over-focus on reducing an enemy鈥檚 capabilities while underestimating the limits of military power to achieve a political solution; and the overstretch of American power.
The counter-ISIS war's escalation raises serious questions regarding the sustainability and effectiveness of American counterterrorism strategy.
Some strategic theorists have accepted the need for repeated wars as a way of suppressing terrorist threats. This strategy is known in Israel鈥攚here it is particularly prominent鈥攁s 鈥渕owing the grass鈥 and holds little promise in the long run as a sustainable approach. While the counter-ISIS war achieved important ends at relatively low costs compared to previous wars, the potential for the lingering issues left unchecked to radically alter the assessment of the campaign鈥檚 success is significant. Nor is repetition of counter-ISIS wars likely to be sustainable as a strategy.
At the same time, the administration鈥檚 initiation of a counter-ISIS war reveals a challenge facing advocates of foreign policy restraint. The counter-ISIS war provides an example of a snapback problem where threats to regional security interests and to Americans abroad result in re-escalation, opening the door for the reemergence of preventive war logic.
Today, many politicians promise an end to these endless wars. Yet it is easy to overestimate the resilience of such promises due to an overemphasis on decision makers as unitary, rational actors with stable preferences. Instead, when confronted with terrorist threats, there are numerous pressures that encourage even restraint-oriented decision makers鈥攁s Obama was in many ways鈥攖o pursue re-escalation.
While there is evidence that the American public is reticent to engage in more wars, polling suggests the public remains fearful of terrorism and is willing to use airstrikes to wage war on terrorists.4 Indeed, in September 2014, Gallup showed 60 percent of Americans supporting strikes on ISIS in Iraq and Syria.5 Further, public support in the case of snapback is not restricted to support for airstrikes. An October 2014 CNN poll found that more than 70 percent of Americans would support the use of ground troops were ISIS to attack the U.S. embassy or other facilities in Baghdad.6
The danger of snapback can coexist alongside public or policymaker statements of desire for restraint. A September 2014 joint CBS and New York Times poll, for example, found that even as the United States expanded the counter-ISIS campaign, 46 percent of Americans believed that the United States was right to withdraw without leaving any troops in Iraq in 2011, but two-thirds favored sending military advisors to support Iraq in the counter-ISIS campaign.7
Policymakers do not respond to threats or public fears in a vacuum. Their public statements exist within a domestic political environment where opponents often aim to stoke fear and calls for greater action. For example, the Republican party and multiple Republican congressional candidates ran fearmongering ads and warned of fanciful ISIS threats to the homeland involving infiltration across the southern border and the use of Ebola.8 The 2014 midterm results suggest that simply ignoring such political hype as absurd resulted in the loss of public support for those who dismissed fear mongering without addressing fears.9
The danger of snapback can coexist alongside public or policymaker statements of desire for restraint.
In addition, shocking displays of terrorist violence can generate public and policymaker support for a return to war. In one September 2014 poll, 55 percent of those polled said ISIS's beheading of Americans held hostage made them personally angry.10 Because terrorism鈥檚 targeting of civilians violates entrenched values and norms of war, it often generates disgust and a related resolve on the part of states to not make concessions because the targeted population infers maximal ends from the extreme violence, as terrorism scholar Max Abrahms has argued.11 The war on ISIS provides an example of this phenomenon where ISIS's extreme violence, including its murder of American hostages, led the Obama administration to see ISIS's objectives as not containable and requiring a broad military response.12 ISIS's genocidal violence against Iraqi Yazidis likely had a similar effect. The administration was not wrong to view ISIS's objectives as tending towards the maximal, but even among radical terrorist groups, intent exists along a spectrum and the terrorist nature of any particular group does not eliminate the dangers of preventive war.
America is still fighting counterterrorism wars it began almost two decades ago. American military involvement in Iraq鈥攇oing back to the Gulf War鈥攈as an even longer history. Ending these endless wars must be an American priority, but it will take more than calls for withdrawal to escape the snapback challenge.
The rest of this report is divided into five sections. This first section lays out the data used in this report and its limitations while also defining preventive war logic and the other rationales for war at work in the counter-ISIS campaign. The second section examines the justifications the Obama administration gave for the war, arguing that the Obama administration did embrace preventive war logic. However, it also argues that the preventive war logic grew out of other rationales for war that were more important in the decision to initiate the war. The third section examines what is known publicly about the threat ISIS posed to the American homeland, demonstrating that the justification for war regarding homeland security was preventive and not a direct self-defense or preemptive rationale. The fourth section recounts the negative consequences of the adoption of preventive war logic during the counter-ISIS campaign for American counterterrorism broadly and U.S. interests in Syria specifically. The fifth and concluding section draws lessons from the use of preventive war logic in the counter-ISIS campaign with regards to the challenging task of developing a sustainable counterterrorism strategy that does not fuel endless war.
Citations
- Joseph Logan, 鈥淟ast U.S. Troops Leave Iraq, Ending War,鈥 Reuters, December 17, 2011,
- The Islamic State of Iraq and Syria is referred to by several names in the literature, including ISIL, Daesh, IS, ISI or the Islamic State. Throughout this paper we use ISIS except when a quoted passage utilizes a different term.
- U.S. Central Command, 鈥淐oalition, Partner Forces Liberate Last Territory Held by Daesh,鈥 press release no. 20190323-01, March 23, 2019,
- John E. Mueller and Mark G. Stewart, Chasing Ghosts: The Policing of Terrorism (Oxford; New York: Oxford University Press, 2016), 53鈥80.
- RJ Reinhart, 鈥淪napshot: Half of Americans Approve of Strikes on Syria,鈥 Gallup, April 24, 2018,
- Eric Bradner, 鈥淧oll: Americans Losing Confidence Air Strikes Alone Will Defeat ISIS,鈥 CNN, October 29, 2014,
- 鈥淭he New York Times/CBS News Poll,鈥 New York Times, September 17, 2014,
- Zeke J. Miller and Alex Rogers, 鈥淕OP Ad Claims ISIS Plot to Attack U.S. Via 鈥楢rizona鈥檚 Backyard,鈥欌 TIME, October 7, 2014, ; Jamelle Bouie, 鈥淚SIS South of the Border,鈥 Slate, October 9, 2014, ; William McCants, 鈥2014 Midterms: ISIS and the Campaign Trail,鈥 Brookings Institution, October 30, 2014,
- Heather Hurlburt, 鈥淎nxiety Itself,鈥 The American Prospect, April 13, 2015,
- 鈥淐NN/ORC Poll. Sept. 5-7, 2014. N=1,014 Adults Nationwide. Margin of Error 卤 3.,鈥 Polling Report.com, accessed August 12, 2019,
- Author鈥檚 Interview with Max Abrahms, July 23, 2019; Max Abrahms, Rules for Rebels: The Science of Victory in Militant History, New product edition (New York, NY: Oxford University Press, 2018); Max Abrahms, 鈥淭he Political Effectiveness of Terrorism Revisited,鈥 Comparative Political Studies 45, no. 3 (March 2012): 366鈥93, ; Max Abrahms, 鈥淲hy Terrorism Does Not Work,鈥 International Security 31, no. 2 (Fall 2006), .
- Author鈥檚 Interview with Max Abrahms, July 23, 2019
Data and Definitions
This section provides a brief summary of the method and data sources used in this paper and their limitations as well as definitions of key terms used throughout the paper, including preventive war logic.
The Data and its Limitations
The primary set of sources for evaluating decision making in the counter-ISIS war are 28 speeches, statements, remarks, and War Powers Resolution letters made or written by President Obama that addressed ISIS and the counter-ISIS war archived on the White House website (see Appendix). These sources were drawn from a review of all statements available on the archived Obama White House website from January 2014 through the end of September 2014.
This report distinguishes between these 28 statements (hereinafter referred to as official presidential statements) and remarks the president made in media interviews but not recorded on the White House website. The 28 statements were supplemented with other speeches, statements, news reports, memoirs, congressional testimony, and a small number of interviews.
Relying primarily upon Obama鈥檚 official public statements has limitations. The speeches represent the final, public justification presented by the administration and may not reflect the actual timing of a decision or more private justifications. The supplemental sources used in this paper provide a limited corrective.
The decision to limit the time period examined in detail to January 2014 through the end of September 2014 raises the possibility that the justifications for the war changed substantially after September 2014. Future research should expand the period under examination, however this report focuses on when the war was initiated as a particularly important starting point for analysis.
In assessing the threat posed by ISIS to the United States, this report relies on thousands of pages of court documents, 国产视频鈥檚 Terrorism in America database, databases maintained by 国产视频 and others on foreign fighters, and government threat assessments. These sources were supplemented by interviews with experts and policymakers with insight into the threat ISIS posed.
Any historical threat assessment is at risk of hindsight bias. This challenge is compounded by the difficulty of counterfactual analysis involving preventive war. As former 国产视频/ASU Future of War Fellow Scott Silverstone writes in his book on preventive war, preventive action 鈥渨ipes away knowledge of what the future might have held, thus wiping away our ability to judge whether it was actually necessary to avoid an even worse course of events than what preventive attack itself produces.鈥1 This report makes special effort to clarify what threat dynamics were known to policymakers at the time and to note the potential for alternative outcomes.
Defining Preventive War Logic
Throughout this report, reference is made to preventive war logic. This report defines preventive war logic as a reasoning, justification, or motivation for war based on the belief that war now is preferable to other options as a way of preventing a future conflict in which a rival actor would pose a greater threat due to a growth in its capabilities.
The fear of growing capabilities is central to preventive war logic. There may be other rationales that fall under the category of 鈥渂etter now than later鈥 logic, but only those that seek intervention now to forestall facing a rival with greater capability later are preventive.2
Preventive logic has too often been confused with preemptive logic.3 Preventive logic is distinguished from preemptive logic based on the immediacy of the perceived threat as well as the character of the reasoning. Preemption is generally understood to involve a response to an imminent threat that will manifest regardless of whether the threatened party acts first but in which acting first might provide an edge in the coming conflict. In contrast, preventive war is generally understood as the use of war to shape circumstances to avoid a future threat that is not yet imminent and thus may not happen in the absence of the use of force.4 This is not merely a distinction of timeliness. Preemption is not aimed at preventing a growth in capability, but instead at avoiding the consequences of military attack or achieving tactical benefits like surprise by striking first.5
Preventive war is generally understood as the use of war to shape circumstances to avoid a future threat that is not yet imminent and thus may not happen in the absence of the use of force.
In referring to 鈥減reventive war logic鈥 rather than 鈥減reventive war鈥 this report foregrounds the decision-making process and the role of preventive justifications for military action rather than the categorization of the war鈥檚 primary purpose. As the scholar Jack S. Levy argues, 鈥渕ost wars have multiple causes, and to identify a war as 鈥榓 preventive war鈥 privileges one cause over others 鈥 Preventive logic can also influence the timing of a war sought for other reasons, and it would be misleading to characterize the war as 鈥榓 preventive war.鈥欌6
Defining Other Rationales for War
Preventive war logic is only one of many rationales for war that were cited with regards to the counter-ISIS campaign. This subsection describes four other motivating rationales of relevance to this report. It is important to note that these other rationales can also be framed in preventive terms. Where this report refers to preventive war logic, unless otherwise noted, it refers to preventive war logic in the context of the security of the American homeland.
Extraterritorial Protection of Americans
This report defines the rationale of extraterritorial protection of Americans as justifications or motivations for the use of military force aimed at protecting specific Americans abroad from direct threats to their lives. Such a justification for war has a long history with regards to the American use of military force.7 This rationale is distinguished from regional security rationales (described below) by its focus on threats to specific Americans rather than on threats to regional structures that may be beneficial for American interests.
Humanitarian War
Humanitarian war rationales are defined in this report as justifications or motivations for the use of military force to protect non-American civilians from unlawful killing, war crimes, and atrocities. This rationale is distinguished from extraterritorial protection of U.S. persons by its focus on non-U.S. persons. It is distinguished from regional security rationales by the reference point of what is being protected鈥攃ivilians from illegal threats as opposed to societies as a whole or particular U.S. interests. As with the logic of extraterritorial protection of Americans, the United States has a history of intervention citing humanitarian war rationales.8 Of particular relevance, the use of the military to prevent genocide is a widely supported rationale for the use of American military power in much of the American foreign policy community, although such support has declined in the wake of the 2003 Iraq invasion and remains controversial internationally.9
Regional Security
Regional security rationales are defined in this report as motivations or justifications for the use of military force to protect the security of populations writ large, trade, or preferred societal arrangements and conditions in territories that are not part of the U.S. homeland.10 It is important to note that regional security rationales can still address threats to Americans. Many Americans travel鈥攐r even have familial ties鈥攖o Europe and parts of the Middle East that ISIS threatened. For example, Americans died in ISIS's 2015 attacks in Paris and Brussels, and ISIS murdered Americans taken hostage in Syria.11
Homeland Self-Defense
This report defines homeland self-defense rationales as motivations or justifications for military force in order to diminish or eliminate an existing direct threat to people within the territorial United States or to the territorial integrity of the United States.
Protected by two oceans and the strongest military in the world, the United States has been extremely fortunate in largely avoiding direct threats to the homeland in modern times. One has to go back to World War II to find an American war arguably premised on responding to a direct threat to the territorial integrity of the United States.12 However, the United States has at times waged wars against terrorist groups with known, demonstrated capabilities to directly attack the United States.13
Citations
- Scott A. Silverstone, From Hitler鈥檚 Germany to Saddam鈥檚 Iraq: The Enduring False Promise of Preventive War (Lanham, MD: Rowman & Littlefield, 2019), 269.
- Jack S. Levy, 鈥淧reventive War and Democratic Politics: Presidential Address to the International Studies Association March 1, 2007, Chicago,鈥 International Studies Quarterly 52, no. 1 (March 2008): 1鈥24,
- As has been widely noted by a range of journalists and scholars, this is largely due to the Bush administration鈥檚 labeling of a doctrine of preventive war as a doctrine of preemptive war in order to support its case for the 2003 invasion of Iraq.
- Levy "Preventive War and Democratic Politics"; Colin Gray, 鈥淭he Implications of Preemptive and Preventative War Doctrines: A Reconsideration鈥 (Strategic Studies Institute, July 2007), ; Silverstone, From Hitler鈥檚 Germany to Saddam鈥檚 Iraq, 5.
- Gray, 鈥淭he Implications of Preemptive and Preventative War Doctrines: A Reconsideration.鈥
- Levy, 鈥淧reventive War and Democratic Politics.鈥
- A 2018 Congressional Research Service report notes that 鈥渢he majority of the instances listed prior to World War II were brief Marine Corps or Navy actions to protect U.S. citizens or promote U.S. interests. A number were engagements against pirates or bandits.鈥 Barbara Salazar Torreon and Sofia Plagakis, 鈥淚nstances of Use of United States Armed Forces Abroad, 1798-2019,鈥 July 17, 2019,
- For examples see: Torreon and Plagakis.
- Matthew C. Waxman, 鈥淚ntervention to Stop Genocide and Mass Atrocities鈥 (Council on Foreign Relations, October 2009),
- Regional security rationales can be further subdivided by the geographic regions that a threat implicates. With regards to the counter-ISIS campaign analyzed here, there are three major regions that often serve as the reference point of regional security rationales. The first region consists of Iraq and Syria, the two nations most directly under threat from ISIS and where ISIS at its peak managed to wrest control of a territory the size of Britain at its peak. A second regional reference point is the broader Middle East and North Africa. A third regional reference is Europe. This report will distinguish these regional threats where relevant.
- 鈥淧aris Victims, Remembered,鈥 New York Times, November 20, 2015, ; 鈥淔our Americans Confirmed Killed in Brussels Attacks, Death Toll at 35,鈥 Fox, March 28, 2016,
- Even in the case of World War II, there is debate over the extent to which the United States saw its homeland as threatened. On this point see: Daniel Immerwahr, How to Hide an Empire: A History of the Greater United States, First edition (New York: Farrar, Straus and Giroux, 2019); Stephen Wertheim, 鈥淭omorrow, the World: The Birth of U.S. Global Supremacy in World War II鈥 (Doctoral Dissertation Columbia University, September 5, 2015).
- For a discussion of homeland self-defense rationale versus preventive war logic with regards to drone strikes and the war in Afghanistan, which arguably moved from self-defense to being a preventive war over time, see: Rosa Brooks, 鈥淒rones and the International Rule of Law,鈥 Ethics & International Affairs 28, no. 1 (2014): 83鈥103,
What Drove the War's Snapback in Iraq and Syria?
Despite its support for the withdrawal from Iraq, the Obama administration returned American military forces to Iraq to wage war on ISIS and then extended the war into Syria. Initially the administration did not want to intervene. At the beginning of the counter-ISIS war, the administration relied more strongly on regional security, extraterritorial protection of Americans, and humanitarian war rationales than preventive war logic. When the administration escalated the war into Syria, it cited preventive war logic more extensively than it did before.
Understanding the Decision Timeline
This report divides the war鈥檚 decision-making process into four phases divided by moments when Obama made major announcements regarding changes in the administration鈥檚 approach based on a review of the 28 official statements on the issue that Obama made from January 2014 through the end of September 2014.
Those phases are:
1) Pre-War (January 2014 鈥 June 12, 2014): The Pre-War phase marks the period before the Obama administration began to consider military intervention against ISIS. During this phase, there are no official presidential statements directly addressing the threat from ISIS or raising the prospect of military action against the group. When Obama gave his counterterrorism policy address at West Point on May 28, 2014, he made no mention of ISIS and referenced the withdrawal of American troops from Iraq as a triumph of his presidency.1 In addition, during this phase, the United States had not started conducting military action as part of a war against ISIS.2
2) Recognition of Crisis (June 13, 2014 鈥 August 6, 2014): Obama gave his first major remarks directly addressing ISIS and raising the prospect of potential U.S. military action on June 13, 2014.3 This speech ended the Pre-War phase and inaugurated the Recognition of Crisis phase during which the administration began to actively consider war. The Recognition of Crisis phase was in large part sparked by ISIS taking of Mosul, Iraq鈥檚 second largest city, on June 10, 2014.4 Deputy National Security Advisor Ben Rhodes described the period after Mosul鈥檚 fall as a time when 鈥渋t was becoming apparent, that we would have to intervene again in Iraq.鈥5 Then Assistant Secretary of Defense for International Security Affairs Derek Chollet writes, 鈥淭he sense of urgency changed after Mosul [鈥 Obama decided it was time for the U.S. to get more involved directly.鈥6 On June 19, Obama gave a second statement in which he announced an increase in surveillance assets and a willingness to send 300 additional advisors to Iraq to support Iraqi forces.7 Throughout July, the United States would continue to consider and prepare for potential military options without initiating military action.8 The one known exception is that on July 3, the United States attempted a rescue of Americans held hostage by ISIS in Raqqa, Syria.9
3) Limited War (August 7, 2014 鈥 September 9, 2014): On August 7, the Recognition of Crisis phase with its lack10 of military action gave way to a new phase: Limited War. Obama announced that he had authorized two military operations in Iraq; strikes to protect American personnel and strikes to break ISIS's siege of and genocidal threat to civilians trapped on Mt. Sinjar.11 The decision to initiate the operations was reportedly still being debated that day.12 Ben Rhodes describes August 7 as a 鈥渢ipping point.鈥13 The first American strikes in Iraq began on August 8 near Erbil, the main site where American personnel were under threat.14
The authorized operations were limited in scope and duration.15 According to Chris Woods, the director of Airwars and a longtime monitor of American airstrikes, 鈥淭he government was very precise in its press statements on strikes in the early stages of the conflict, being careful to say that it was conducting strikes to protect Americans.鈥16 Indeed, for much of the Limited War phase, American strikes occurred only in the areas around Erbil and Mt. Sinjar.17
However, the United States was also preparing to broaden the war. Then Secretary of State John Kerry notes in his memoir that the administration understood a larger campaign to repel ISIS was needed on August 7, but that the administration did not want to do so without a 鈥渃omprehensive strategy鈥 or while Nouri al-Maliki remained Iraq鈥檚 prime minister.18 According to Kerry, he presented a memo containing such a strategy including military aspects three days after the authorization and 鈥渢he President embraced the strategy in full. The memo became the foundation of our approach from that point forward. I felt unleashed, fully empowered to pull together a decisive coalition that could rescue our friends from the clutches of extremist horror.鈥19
By the end of the Limited War phase, the broader strategy had taken form鈥攅ven though its full authorization had not been announced. In early September, a week prior to his announcement of a shift in the authorization, Obama stated: 鈥淥ur objective is clear, and that is: degrade and destroy [ISIS].鈥20 Some of the airstrikes during the later portion of the Limited War phase can be seen as having been early attempts at implementing a broader effort to degrade ISIS.21
4) Escalation (September 10, 2014+): The final phase of decision-making began on September 10, 2014 when President Obama announced a broader campaign to degrade and destroy ISIS and declared his intent to extend the war into Syria.22 The first strikes in Syria occurred on September 23, 2014.23 On September 23, Obama described these strikes as an implementation of the strategy authorized and announced on September 10, stating: 鈥淓arlier this month, I outlined for the American people our strategy to confront the threat posed by the terrorist group known as ISIL. I made clear that as part of this campaign the United States would take action against targets in both Iraq and Syria [鈥 And that's exactly what we've done.鈥24 The number of locations targeted by airstrikes more than quadrupled from five in the post-August 14 part (following Nouri al-Maliki鈥檚 resignation) of the Limited War phase to 21 during the Escalation phase.
During each of these phases, the five rationales of war addressed in this paper are assessed to have either been absent or referenced at a low, medium, or high level of importance, defined as follows:
Absent: There are no official presidential and few, if any, administration references to the rationale with regards to the question of waging war in Iraq or Syria, and there are no imminent military actions or preparations justified on its basis.
Low: The president and other administration officials make some reference to the rationale, but the references tend to be limited, mostly unofficial, and are not connected to an imminent or already-occurred decision to engage in military activity.
Medium: Administration officials make references to the rationale, and have either begun preparations for an option of military action on its basis in the near future or have taken one-off military actions on the logic鈥檚 basis but have not authorized a sustained campaign.
High: Administration officials cite the rationale, and are currently waging war beyond one-off actions based on it.
As can be seen in Table 1, the importance of each war rationale increased as the Obama administration moved through the decision phases. By the Escalation phase, the administration was citing every rationale at a high-level with the exception of direct self-defense, which was absent throughout.
Preventive war logic slowly grew in strength, taking on a high importance around the decision to escalate the war into Syria. However, the first rationales to be triggered at higher levels of importance were the regional security and the extraterritorial protection of American rationales. Humanitarian war justifications gained high importance more suddenly, but also did so before preventive war logic did.
The Slow and Steady Rise of Preventive War Logic
Preventive war logic played an important role in the Obama administration鈥檚 public justification for the counter-ISIS war. The logic took the form of an argument that, while ISIS did not currently pose a direct threat to the United States, military action was required to prevent it from developing that capability.
President Obama made this argument explicitly on September 10, 2014, using it as one of the primary justifications for authorizing an expansion of the war beyond limited military operations and into Syria. Obama stated:
If left unchecked, these terrorists could pose a growing threat beyond that region, including to the United States. While we have not yet detected specific plotting against our homeland, ISIL leaders have threatened America and our allies.25
During the Escalation phase, preventive war logic had a high importance and was present not just in the September 10 announcement but in a variety of other statements.26 Obama connected the logic directly to the implementation of a 鈥渟ystematic campaign of airstrikes.鈥27 He stated: 鈥淭his is a core principle of my presidency: If you threaten America, you will find no safe haven.鈥28
Commentators recognized and publicly named the preventive war logic at the time. In Vox, Zack Beauchamp wrote: 鈥淥bama is applying a version of that preventive war logic to ISIS.鈥29 The Cato Institute鈥檚 Gene Healy called the September 10 speech a 鈥渃ase for preventive war.鈥30 Looking back from 2016, RAND terrorism scholar Brian Michael Jenkins wrote that 鈥渢he administration's campaign against the Islamic State is an example of preventive war. [鈥 America's objective is to prevent the Islamic State from becoming a launching pad for terrorist strikes on the United States.鈥31
Preventive war logic played an important role in the Obama administration鈥檚 public justification for the counter-ISIS war.
There is an open question regarding the extent to which Obama鈥檚 comments shaped governmental action versus simply being a public justification for action. The mission statement for Operation Inherent Resolve does not mention homeland security, instead describing success as a situation in which the war 鈥渄efeats ISIS in designated areas of Iraq and Syria and sets conditions for follow-on operations to increase regional stability.鈥32
On the other hand, the Operation Inherent Resolve website uses language that echoes the preventive rhetoric: 鈥淪trikes are conducted as part of Operation Inherent Resolve, the operation to eliminate the ISIL terrorist group and the threat they pose to Iraq, Syria, and the wider international community. The destruction of ISIL targets in Syria and Iraq further limits the group's ability to project terror and conduct operations.鈥33
This report cannot rule out the possibility that the preventive war logic was mostly a public relations response to domestic political fear, including the hyped ISIS attack scenarios peddled by some Republican candidates. Commentators at the time understood the September 10 speech in part as an attempt to avoid hyping the domestic threat while still responding to political pressure.34 However, the rise of a publicly stated preventive war logic deserves analysis for its risks, even if other rationales dominated the actual policy implementation.
Preventive war logic was not always of high importance in the justification of the counter-ISIS military campaign. Compared to other rationales for war, preventive war logic had a slower ramp up in importance, as can be seen in Table 1. The slow ramp up suggests that the Obama administration was not eager to return to waging war in Iraq.
Pre-War Phase
During the Pre-War phase, preventive war logic was absent. There are no official presidential statements addressing the threat from ISIS during the Pre-War phase. Other sources show a general rejection of preventive war logic. On January 7, 2014, Obama told David Remnick, 鈥淚 think there is a distinction between the capacity and reach of a bin Laden and a network that is actively planning major terrorist plots against the homeland versus jihadists who are engaged in various local power struggles and disputes, often sectarian.鈥 35 In the process, he infamously referred to ISIS as the 鈥淛V team鈥 when asked about ISIS's territorial gains in Iraq.36
Obama鈥檚 differentiation was not absurd. Al Qaeda鈥檚 affiliate in Yemen and its core, as well as other groups in Pakistan, had attempted (not just plotted) attacks inside the United States in the years prior to the initiation of the counter-ISIS campaign.37 The United States conducted drone strikes in Pakistan and Yemen relying in part on the threat to the United States to justify the strikes. In contrast, the Obama administration refused to conduct airstrikes in Iraq in 2013 despite Iraqi requests to do so.38 While the refusal was in part a result of the overall reticence to re-engage in war in Iraq as well as a result of the lack of a formal39 Iraqi government request, at least some outside experts attributed the refusal to a belief that the group did not pose a 鈥渄irect threat鈥 to the homeland and thus did not justify strikes.40
Obama had made his support for ending the war in Iraq a central component of his presidential campaign. Ben Rhodes, Obama鈥檚 foreign policy speechwriter, for example, suggests in his memoir that 鈥淥bama would never have become president without the mistake America had made in Iraq.鈥41 John Kerry also noted the reticence among decision makers, even on August 7, to initiate strikes: 鈥淯nspoken but palpable in the room was the reality that a president who had been elected in 2008 promising to get the United States out of a war in Iraq had no choice but to order air strikes in that country again.鈥42
Obama aides interviewed by the New York Times noted that Obama viewed the previous administration as 鈥渢oo quick to pull the military lever whenever it confronted a foreign crisis.鈥43 The administration had also stripped the Bush administration鈥檚 rhetoric of preemptive war from its 2010 National Security Strategy.44 Multiple members of the Obama administration had criticized the Bush administration鈥檚 preemption doctrine.45
There are no official presidential statements addressing the ISIS threat during the Pre-War phase.
This is not to say the Obama administration fully abandoned preventive war logic prior to the counter-ISIS war. The 2010 strategy maintained continuities with previous strategies that could allow preventive war.46 Nor did Obama rule out preventive war on a range of issues, including as a tool to prevent Iranian acquisition of nuclear weapons.47 The historian and military scholar Andrew Bacevich rightly warned that the Obama administration, in large part, merely saw Iraq as the wrong theater of conflict without renouncing a preventive global war on terrorism.48 Yet Obama鈥檚 2002 anti-Iraq war speech, which includes the rhetoric of only opposing 鈥渄umb wars鈥 also included an emphasis on the 鈥渞ash鈥 character of the Iraq war, specifically emphasizing that 鈥淪addam poses no imminent and direct threat to the United States.鈥49 This early emphasis on imminence and directness and their repetition during the lead up to the counter-ISIS war suggests Obama held some concern regarding preventive war logic.
Recognition of Crisis Phase
Preventive war logic increased to a low level of importance during the Recognition of Crisis phase. Obama made three official comments on ISIS during this phase, consisting of a June 13 statement, a June 19 statement, and a June 26 War Powers Resolution. Obama did not cite preventive war logic in the text of any of these statements.50 Instead, the statements referred to threats to the broader concept of 鈥淎merican interests.鈥 In the June 13 statement, even the threat to American interests was framed preventively, with Obama noting the threat posed by ISIS to 鈥淚raq and its people鈥 and saying that 鈥済iven the nature of these terrorists, it could pose a threat eventually to American interests as well.鈥51
However, when answering questions during the June 13 and June 19 statements, Obama did reference preventive war logic. On June 13, he replied to a question by saying: 鈥淲hat we鈥檙e going to have to do is combine selective actions by our military to make sure that we鈥檙e going after terrorists who could harm our personnel overseas or eventually hit the homeland.鈥52 On June 19, he made a similar comment when asked to detail the national interests involved:
We also have an interest in making sure that we don鈥檛 have a safe haven that continues to grow for ISIL and other extremist jihadist groups who could use that as a base of operations for planning and targeting ourselves, our personnel overseas, and eventually the homeland. And if they accumulate more money, they accumulate more ammunition, more military capability, larger numbers, that poses great dangers not just to allies of ours like Jordan, which is very close by, but it also poses a great danger potentially to Europe and ultimately the United States.53
In both of these cases, preventive war logic is placed relatively late in terms of threats listed and in regards to when the threat might manifest.
On July 24, 2014, Brett McGurk, then assistant secretary of state for Iraq and Iran, concluded his opening testimony to Congress on the issue by stating that while the immediate threat had been 鈥渂lunted,鈥 that 鈥淚SIL represents a growing threat to U.S. interests in the region, local populations, and the homeland.鈥54 The day after McGurk鈥檚 testimony, Chairman of the Joint Chiefs of Staff General Martin E. Dempsey, made a similar comment at the Aspen Security Forum, saying that 鈥渢he United States military does consider ISIL a threat to鈥攊nitially to the region and our close allies, longer term to the United States of America, and therefore we are preparing a strategy that has a series of options to present to our elected leaders on how we can initially contain, eventually disrupt and finally defeat ISIL over time.鈥55 The reference to multiple options suggests the preventive logic was not yet necessarily tied to war as the resolution. General Dempsey further stated, 鈥淚f ISIL becomes a threat to this country, clearly we would have 鈥 the capability to deal with it. 鈥 But we haven鈥檛 actually come to that point. We鈥檙e still very much in the development of those options.鈥56
Limited War Phase
By the Limited War phase, preventive war logic had gained a medium level of importance. The Obama administration began to explicitly and publicly reference it 鈥 and not just in question and answer sessions.
The first explicit reference to preventive war logic in the actual text of an official presidential statement occurred on August 9, when Obama, during his weekly address, stated, 鈥淲e鈥檒l help prevent these terrorists from having a permanent safe haven from which to attack America.鈥57 This was not a lone explicit reference.58
In addition, the administration continued to make references to preventive war logic outside of the text of official statements. In an August 9 statement, Obama spoke generally of the danger of an ISIS 鈥渟afe haven,鈥 but during the question and answer session expanded on the point: 鈥淢y team has been vigilant, even before ISIL went into Mosul, about foreign fighters and jihadists gathering in Syria, and now in Iraq, who might potentially launch attacks outside the region against Western targets and U.S. targets. So there鈥檚 going to be a counterterrorism element that we are already preparing for and have been working diligently on for a long time now.鈥59
During the Limited War phase, the strikes the United States was conducting were not publicly justified on the basis of preventive logic, but instead on carefully maintaining (at least rhetorically) the limited missions of protecting Americans threatened by ISIS and providing humanitarian support to persecuted minorities.
Preventive war logic played a highly important role in the Escalation phase, but the road to its citation was a slow ramp-up of references in large part due to Obama鈥檚 reticence to embrace preventive war. The American war against ISIS was first triggered not by a decision to wage a preventive war to protect the homeland but rather by rationales of regional security, extraterritorial protection of Americans, and humanitarian war that in turn helped to push along the development of a preventive war logic.
During the Limited War phase, the strikes the United States was conducting were not publicly justified on the basis of preventive logic, but on carefully maintaining the limited missions of protecting Americans threatened by ISIS.
The Role of Other War Rationales
Rationales of regional security, extraterritorial protection of Americans, and humanitarian war played the primary role in the initiation of the American counter-ISIS war in Iraq. As shown in Table 1, these rationales reached high levels of importance before preventive war logic did. In addition, these rationales played the primary role in the move from the Pre-War phase to the Recognition of Crisis phase and the Recognition of Crisis phase to the Limited War phase. During the Escalation phase, the concerns underlying these logics played an important role in generating a strongly-stated preventive war logic.
Pre-War Phase
During the Pre-War phase, regional security, extraterritorial protection of Americans, and humanitarian rationales were absent. The president made no official statements on ISIS. The administration was extremely reticent to get involved in Iraq again for any of these reasons. On January 3, ISIS captured Fallujah.60 At the same time, ISIS began to substantially contest Iraqi control of Ramadi.61 In the wake of these substantial ISIS advances, Obama dismissed them as 鈥渓ocal power struggles鈥 in his interview with David Remnick. Pressed by Remnick, Obama rejected calls for war against ISIS based on a regional security rationale, arguing that the threat was not specific enough or resolvable with military force:
Fallujah is a profoundly conservative Sunni city in a country that, independent of anything we do, is deeply divided along sectarian lines. And how we think about terrorism has to be defined and specific enough that it doesn鈥檛 lead us to think that any horrible actions that take place around the world that are motivated in part by an extremist Islamic ideology is a direct threat to us or something that we have to wade into.62
Obama was similarly resistant to humanitarian war rationales. In his May 2014 speech on counterterrorism at the U.S. Military Academy at West Point, Obama stated, regarding the Afghan surge, 鈥淸鈥I am haunted by those deaths. I am haunted by those wounds. And I would betray my duty to you and to the country we love if I ever sent you into harm鈥檚 way simply because I saw a problem somewhere in the world that needed to be fixed.鈥63 This was not mere rhetoric. In 2013, Obama backed away from using military force in the aftermath of a Syrian chemical weapons attack and clashed with more interventionist aides over the wisdom of supporting the Syrian rebels for humanitarian reasons.64 While his refusal to intervene was shaped by Congress鈥檚 inaction, it was also informed by concern regarding the duration and toll of America鈥檚 wars and a view that the intervention in Libya had not been successful.65
The Obama administration was not resistant to extraterritorial protection of Americans rationales during the Pre-War phase. The West Point speech made clear Obama鈥檚 willingness to use force to protect Americans, as did the administration鈥檚 justifications for drone strikes and use of force to rescue hostages.66 However, the administration made no link between its willingness to use force for such ends and a prospective military campaign in Iraq or Syria.
Recognition of Crisis Phase
An increased perception of ISIS's threat to regional security interests and the group鈥檚 threat to Americans abroad drove the Obama administration鈥檚 Recognition of Crisis with regards to ISIS. During this phase, the regional security and extraterritorial protection of Americans rationales rose to a medium level of importance.
The opening paragraph of Obama鈥檚 June 13 statement reads:
Over the last several days, we鈥檝e seen significant gains made by ISIL, a terrorist organization that operates in both Iraq and in Syria. In the face of a terrorist offensive, Iraqi security forces have proven unable to defend a number of cities, which has allowed the terrorists to overrun a part of Iraq鈥檚 territory. And this poses a danger to Iraq and its people.67
Obama went on to say that 鈥渘obody has an interest in seeing terrorists gain a foothold inside of Iraq, and nobody is going to benefit from seeing Iraq descend into chaos.鈥68 Obama concluded by emphasizing diplomacy as the key to 鈥渟tability in Iraq or the broader region.鈥69 Obama鈥檚 June 19 statement also began by describing the threat 鈥渢o the Iraqi people, to the region, and to U.S. interests鈥 and warned of the threat to Iraq鈥檚 neighbors鈥攕pecifically citing Jordan as well as referencing threats to Europe.70 Obama said, 鈥淲e will be prepared to take targeted and precise military action, if and when we determine that the situation on the ground requires it.鈥71
Comments by administration officials emphasize the role of a perceived increase in the regional threat in generating the Recognition of Crisis. In a 2016 interview Obama stated, 鈥淭he ability of ISIL to not just mass inside of Syria, but then to initiate major land offensives that took Mosul, for example, that was not on my intelligence radar screen.鈥72 Chuck Hagel, the secretary of defense at the time, in an interview after his resignation, called the June 2014 ISIS advances a 鈥渏olt鈥 to the administration.73 In his memoir, Ben Rhodes, Obama鈥檚 deputy national security adviser, recalls that the shock and uncertainty surrounding ISIS's seizure of Mosul and the collapse of Iraqi forces shaped later decisions.74 Joshua Geltzer, a former senior director for counterterrorism at the National Security Council, similarly recalls: 鈥淚t wasn't just that ISIS's surge surprised some in the U.S government鈥攖hough there were also some who'd provided warnings about exactly that. It was also that the weakness of Iraqi forces came as something of a shock.鈥75
The fall of Mosul and ISIS's advances were seen as posing a regional threat beyond Mosul. According to Chris Woods, who has long tracked the United States' air wars in Iraq: 鈥淢osul was an important symbol, but the collapse of the Iraqi army that accompanied it was potentially more troubling. ISIS took out an entire Iraq Army division along with its materiel, and funneled that into its broader war effort, including in Syria. The terrorist group was now also an occupying power, with a well-equipped 鈥榓rmy.鈥欌76 This fear existed within the administration. Geltzer, for example, notes that 鈥渇or ISIS to take Mosul was a huge step, and a deeply concerning one. Not only did it show the group's ability to take control over a major urban area, but it also put at the group's disposal a huge population, major financial assets, and significant other resources that it could conceivably put toward its continued expansion of territorial control and other violence.鈥77
The extraterritorial protection of Americans rationale also increased during the Recognition of Crisis phase, reaching a medium level of importance with military preparations linked closely to protections of Americans commencing. In his June 13 statement, Obama emphasized, 鈥淥ur top priority will remain being vigilant against any threats to our personnel serving overseas.鈥78 In his June 19 statement, Obama reiterated this rationale: 鈥淔irst, we are working to secure our embassy and personnel operating inside of Iraq. As President, I have no greater priority than the safety of our men and women serving overseas. So I鈥檝e taken some steps to relocate some of our embassy personnel, and we鈥檝e sent reinforcements to better secure our facilities.鈥79
The United States placed a low priority on humanitarian war rationales during the Recognition of Crisis phase.
Geltzer confirms that the protection of American personnel was a primary concern at the time, noting that 鈥渁s ISIS pushed into Iraq from Syria, among the most immediate concerns for the U.S. government was protecting our own presence in Iraq, including in Baghdad.鈥80 At a Brookings Institution event, Brett McGurk recounted that the United States lacked the intelligence coverage to be able to determine the veracity of threats in Baghdad in June 2014, and that concern played a role in the deployment of advisors.81 This concern was registered by outside observers. According to Chris Woods, the perception at the time was that an ISIS advance on both Erbil and Baghdad looked distinctly possible.82
In addition, in the early hours of July 3, planes began to bomb an ISIS camp in Raqqa while U.S. Special Forces landed in a raid aimed at rescuing hostages, including American journalists James Foley and Stephen Sotloff, held by ISIS.83 This is the only clear instance of American use of military force in Iraq or Syria against ISIS prior to the August 7 authorization, which began the Limited War phase.84 A senior Department of Defense official described the raid to the Washington Post as 鈥渁 risky operation, deep into Syria, where we hadn鈥檛 been before.鈥85 The raid was not viewed within the government as the beginning of a larger military campaign against ISIS; it was specifically about attempting to rescue the hostages.86
In contrast, the United States placed a low priority on humanitarian war rationales during this phase. Obama鈥檚 June 13 statement makes no reference to humanitarian interests.87 In a reply to a question during his June 19 remarks, Obama stated, 鈥淚t is in our national security interests not to see an all-out civil war inside of Iraq, not just for humanitarian reasons, but because that ultimately can be destabilizing throughout the region.鈥88 The 鈥渘ot just鈥 phrase suggests that humanitarian reasons were being considered but had little importance as the citation is contraposed to the more important issue of regional security. Even so, Brett McGurk鈥檚 congressional testimony makes clear that humanitarian rationales were not absent.89
Limited War Phase
During the Limited War phase, the humanitarian war and extraterritorial protection of Americans rationales reached high levels of importance with sustained military operations initiated on their basis. The regional security rationale reached a medium- to high-level of importance. It was not part of the explicit justification for the authorized operations, but it was part of the preparations for a broader escalation, which was already in development and not entirely separable from the military actions during this phase.
On August 7, Obama announced that he 鈥渁uthorized two operations in Iraq鈥攖argeted airstrikes to protect our American personnel, and a humanitarian effort to help save thousands of Iraqi civilians who are trapped on a mountain without food and water and facing almost certain death.鈥90
Obama鈥檚 statement also made clear that the decision differed from earlier remarks regarding the importance of protecting Americans due to a more immediate sense of threat:
First, I said in June鈥攁s the terrorist group ISIL began an advance across Iraq鈥攖hat the United States would be prepared to take targeted military action in Iraq if and when we determined that the situation required it. In recent days, these terrorists have continued to move across Iraq, and have neared the city of Erbil, where American diplomats and civilians serve at our consulate and American military personnel advise Iraqi forces. To stop the advance on Erbil, I鈥檝e directed our military to take targeted strikes against ISIL terrorist convoys should they move toward the city. [鈥 We鈥檙e also providing urgent assistance to Iraqi government and Kurdish forces so they can more effectively wage the fight against ISIL.91
The first strikes on ISIS after the authorization included a strike on a mobile ISIS artillery piece that was shelling Erbil.92 The Pentagon tweeted: 鈥淯S military aircraft conduct strike on ISIL artillery. Artillery was used against Kurdish forces defending Erbil, near US personnel.鈥93
Post-facto comments from those involved in the decision confirms the increased sense of danger to Americans constituted a tipping point for action. Ben Rhodes writes, 鈥淔or a couple of days, a sense of crisis enveloped the White House.鈥94 He notes the role the threat to Erbil played, recalling: 鈥淥bama was angry that he didn鈥檛 have good information. 鈥榃e didn鈥檛 get a warning that the Iraqis were going to melt away鈥 in Mosul, he complained to a group of us. 鈥楢nd now we can鈥檛 even get a read on how many Peshmerga鈥 鈥 the Kurdish security forces 鈥 鈥榓re in Erbil. I鈥檓 not happy with the information I鈥檓 getting.鈥欌95 The sense of surprise and concern was shared by military analysts and commentators outside of government as well.96
The role of humanitarian war rationales also jumped to a high level of importance during the Limited War phase. In the week leading up to Obama鈥檚 August 7 authorization of strikes, ISIS made rapid advances into Iraq鈥檚 Sinjar district.97 As ISIS advanced, hundreds of thousands of Iraqis belonging to Iraq鈥檚 various minority groups including Yazidis and Turkmen fled, but tens of thousands ended up stranded on Mt. Sinjar.98 As it advanced, ISIS systematically targeted these populations for murder and enslavement.99
ISIS's advance and the campaign of atrocities and genocide it waged against Yazidis and other minorities shaped the administration鈥檚 decision to use military force. Obama stated that he had 鈥渁uthorized targeted airstrikes, if necessary, to help forces in Iraq as they fight to break the siege of Mount Sinjar and protect the civilians trapped there.鈥100 In contrast to references to a humanitarian rationale in earlier phases鈥 statements, Obama left no doubt that humanitarian objectives had their own driving force rather than counterpoising them to national interests. Rather than making generic, non-descriptive references to ISIS's brutality as in earlier statements, Obama described ISIS atrocities at length, framing it in terms of prevention of genocide:
As ISIL has marched across Iraq, it has waged a ruthless campaign against innocent Iraqis. And these terrorists have been especially barbaric towards religious minorities, including Christian and Yezidis, a small and ancient religious sect. Countless Iraqis have been displaced. And chilling reports describe ISIL militants rounding up families, conducting mass executions, and enslaving Yezidi women. In recent days, Yezidi women, men and children from the area of Sinjar have fled for their lives. And thousands鈥攑erhaps tens of thousands鈥攁re now hiding high up on the mountain, with little but the clothes on their backs. They鈥檙e without food, they鈥檙e without water. People are starving. And children are dying of thirst. Meanwhile, ISIL forces below have called for the systematic destruction of the entire Yezidi people, which would constitute genocide. So these innocent families are faced with a horrible choice: descend the mountain and be slaughtered, or stay and slowly die of thirst and hunger101
The ISIS advance on Erbil was not the only example of extraterritorial protection rationale gaining importance. On August 19, the administration learned that ISIS had murdered American journalist James Foley, whom ISIS had taken hostage earlier, when the group placed video of his beheading on YouTube.102 Then Secretary of State John Kerry recalled in his memoir: 鈥淢y profound feeling of injustice and sadness turned to anger. Something was horribly unimaginably sick and wrong in the world. I closed my eyes. I wanted this brave young journalist to be home with his family, safe, and alive. I wanted Daesh extinguished from the face of the earth. But now I could help accomplish only one of those things.鈥103 In the wake of the murder, the State Department placed a greater emphasis on its counter-ISIS work, giving the issue more senior-level attention.104
On August 20, Obama gave a statement on the murder, saying, 鈥淛im was taken from us in an act of violence that shocks the conscience of the entire world.鈥105 He also framed the murder within ISIS's broader set of atrocities, including its 鈥渁mbition to commit genocide against an ancient people.鈥106 Obama then reiterated his commitment to using military force to protect Americans, but unlike the more specific, limited effort in Erbil, he framed it as a broader matter of justice not contained to a particular location: 鈥淭he United States of America will continue to do what we must do to protect our people. We will be vigilant and we will be relentless. When people harm Americans, anywhere, we do what鈥檚 necessary to see that justice is done. And we act against ISIL, standing alongside others.鈥107
ISIS's advance and the campaign of atrocities and genocide it waged against Yazidis and other minorities shaped the administration鈥檚 decision to use military force.
The importance of the regional security rationale in the Limited War phase changed over the course of the phase. On August 7, 2014, regional security rationale began moving from a medium level of importance towards a high level of importance.
On August 7, Obama only authorized two limited operations, but he made clear that he viewed the effort through a prism of broader regional security questions. He stated, 鈥淲e can and should support moderate forces who can bring stability to Iraq. So even as we carry out these two missions, we will continue to pursue a broader strategy that empowers Iraqis to confront this crisis.鈥108
Kerry鈥檚 memoir shows that the humanitarian war and extraterritorial protection of Americans rationales were not separate from a broader regional security rationale. He writes, 鈥淚n real time there was urgent evidence that Daesh鈥檚 threat was existential for the region. Not far from the Turkish border, the extremists terrorized a religious minority, the Yazidi families 鈥 Daesh was closing in on Erbil, the Kurdish city where we have a major consulate.鈥 109 General John Allen, former special presidential envoy to the Global Coalition to Defeat ISIS, has similarly portrayed the threat to Erbil as having broader regional security resonance, stating that ISIS's turn towards Kurdistan 鈥渨as a major strategic mistake for them because that mobilized a lot of international support for the Kurds that we might not have otherwise seen if they had just gone south for Baghdad [鈥 the potential for Kurdistan to go down to the Islamic State [鈥 helped to mobilize international support so this was a real, dire moment.鈥110
The lack of immediate operations publicly linked to that broader strategy鈥攔ather than justified on the basis of the authorized limited operations鈥攚as less a result of an absence of regional security rationale as worries regarding initiating military action while Nouri al-Maliki, who the administration saw as partially responsible for stoking ISIS's rise through sectarianism, remained Iraq鈥檚 prime minister. Obama stated, 鈥淥nce Iraq has a new government, the United States will work with it and other countries in the region to provide increased support to deal with this humanitarian crisis and counterterrorism challenge. None of Iraq鈥檚 neighbors have an interest in this terrible suffering or instability.鈥111
In his memoir, then Secretary of State John Kerry states that the administration did not want to take broader military action without a 鈥渃omprehensive strategy鈥 or while Maliki still led the country.112 On August 11, Obama gave a statement recognizing the naming of Haider al-Abadi as the new prime minister designate.113
On August 14, 2014, with Maliki having officially resigned, American strikes began to expand both in number and in the number of locations targeted.114 The Obama administration authorized U.S. strikes as part of the effort to retake Mosul Dam.115 In his War Powers Resolution letter conveying the authorization, Obama framed the authorized strikes as 鈥渓imited in their scope and duration as necessary to support the Iraqi forces in their efforts to retake and establish control of this critical infrastructure site.鈥116 Legal commentators at the time noted the weakening of the limitations and broadening of the campaign.117
By early September, the Obama administration began to publicly reference a broader objective tied to regional security concerns鈥攄egrading and ultimately defeating ISIS.118 On September 5, Obama made reference to Secretary Kerry鈥檚 work in preparing the strategy and reiterated both in his statement and in responses to questions a regional security rationale.
By the end of the Limited War phase, regional security, humanitarian war, and extraterritorial protection of Americans logic rationales all reached a high level of importance. Yet the administration continued to provide only a medium level of importance to preventive war logic.
The Escalation Phase 鈥 How Non-Preventive Rationales Contributed to the Rise of Preventive War Logic
On September 10, Obama authorized a broader campaign. All of the rationales which had reached a high level of importance in the Limited War phase continued to be cited by the administration.119 The administration鈥檚 confrontation with ISIS's brutality and the threats addressed by the non-preventive war rationales described above, led the administration to increasingly view ISIS as a threat incompatible with American values. As a result, the administration adopted a public discourse of common threat and the need to defeat or extinguish ISIS, fueling the rise of preventive war logic by conceptually diminishing the perceived importance of the barriers that separated ISIS's threat abroad from the threat it posed to the United States homeland.
Horror at ISIS's actions helped generate a view that ISIS was not containable and had the intent to commit violence far afield from Iraq and Syria, setting the stage for a decision that war now to destroy those developing capabilities would be better than war later. This process accords with the findings of Max Abrahms that people infer terrorist intent from their actions and tend to see brutality and violence against civilians as a sign that terrorists have maximal goals and do not intend to curtail their violence in exchange for concessions.120 In the case of ISIS, the group did indeed hold maximal goals, though鈥攁s will be discussed later鈥攅ven with groups like ISIS, intent to pursue such maximal goals varies along a spectrum (as does capability).
In turn, this tendency may have created a feedback loop in which the rise of preventive war logic increased uncertainty with regards to specific war aims, encouraging a further shift to a focus on maximizing the identity-based heuristic of eliminating ISIS's challenge to American values.121
Horror at ISIS's actions helped generate a view that ISIS was not containable and had the intent to commit violence far afield from Iraq and Syria.
Obama鈥檚 September 10 statement is explicit that ISIS's atrocities, murder of American hostages, and general regional threat played a key role in his decision. The statement used these threats to explain that ISIS had maximal goals fundamentally at odds with America鈥檚 safety in the long term. At first, Obama seemed to demur from such a conclusion, stating, 鈥淲e can鈥檛 erase every trace of evil from the world, and small groups of killers have the capacity to do great harm. That was the case before 9/11, and that remains true today.鈥122 However, he then proceeded to explain why ISIS was different:
ISIL is a terrorist organization, pure and simple. And it has no vision other than the slaughter of all who stand in its way. In a region that has known so much bloodshed, these terrorists are unique in their brutality. They execute captured prisoners. They kill children. They enslave, rape, and force women into marriage. They threatened a religious minority with genocide. And in acts of barbarism, they took the lives of two American journalists鈥擩im Foley and Steven Sotloff. So ISIL poses a threat to the people of Iraq and Syria, and the broader Middle East鈥攊ncluding American citizens, personnel and facilities [鈥.123
These above-quoted lines directly lead into the statement of preventive war logic: 鈥淚f left unchecked, these terrorists could pose a growing threat beyond that region, including to the United States.鈥124 This suggests a close connection between the reaction to ISIS's brutality and the more prominent public reference to preventive war logic.
Obama would later in the speech tie the ISIS regional threat to American identity鈥攆urther suggesting that a shift had occurred from the analysis of costs, benefits, and limitations of American military might expressed during earlier phases of the decision process to a form of values matching reasoning. He stated, 鈥淭his is American leadership at its best: We stand with people who fight for their own freedom, and we rally other nations on behalf of our common security and common humanity.鈥125
The roots of this thinking are visible during the Limited War phase in Kerry鈥檚 reaction to the murder of James Foley, which in his memoir he described as a turn from sadness to anger and the desire to 鈥渆xtinguish鈥 ISIS.126 It can also be seen in Obama鈥檚 August 7 statement, where he states:
America has made the world a more secure and prosperous place. And our leadership is necessary to underwrite the global security and prosperity that our children and our grandchildren will depend upon We do so by adhering to a set of core principles. We do whatever is necessary to protect our people. We support our allies when they鈥檙e in danger. We lead coalitions of countries to uphold international norms. And we strive to stay true to the fundamental values鈥攖he desire to live with basic freedom and dignity鈥攖hat is common to human beings wherever they are. That鈥檚 why people all over the world look to the United States of America to lead. And that鈥檚 why we do it.127
On September 13, Obama reiterated the concept of 鈥渃ommon threat鈥 adding that 鈥渂ecause we鈥檙e Americans. We don鈥檛 give in to fear. We carry on.鈥128 It is a statement that neatly combines the shift to a focus on American identity and values, the interlinking of threats to interests abroad to those at home without evidence supporting an imminent link between the threats, and the refusal to make concessions that is often the reaction to perceived terrorist maximal goals.
The extent of any such shift away from cost-benefit analysis should not be overstated. According to Joshua Geltzer, 鈥淭he question of how best to degrade and ultimately defeat ISIS was not something to be answered only a single time鈥攊nstead, it was revisited repeatedly, throughout the course of the campaign. There were meetings at various levels of seniority, often multiple a week.鈥129 In 2017 the Obama administration held dozens of senior-level meetings over seven months to plan for and weigh the costs and benefits of different approaches in the effort to take Raqqa, eventually deciding that it should hold off as it was a major decision that the Trump administration deserved to have a say in.130 General John Allen similarly recalls such 鈥渟ignificant debate.鈥131 According to Andrew Exum, who was deputy assistant secretary of defense for Middle East policy from 2015 through 2016, 鈥淭oward the end of the administration, [鈥 we literally had cabinet secretaries debating the movement of three helicopters from Iraq to Syria.鈥132
Deliberations on tactical questions and their relation to strategy do not necessarily demonstrate the absence of a shift to values matching with regards to strategic ends and public framing. It is also worth noting that there appears to be a precedent for the Obama administration abandoning cost benefit analysis in the wake of a particularly brutal, violent act. In her memoir, former Ambassador to the United Nations Samantha Power recalls that in the wake of the August 2013 Syrian chemical weapons attack, Obama was 鈥渆nraged,鈥 and 鈥渞ather than debating next steps with us, as he generally did, he made clear that he had decided to punish Assad.鈥133 She also notes that 鈥渁dministration officials who had previously argued against using military force in Syria were now in full agreement with the Commander in Chief. Chairman of the Joint Chiefs of Staff Martin Dempsey, the President鈥檚 top military adviser, told Obama in a National Security Council meeting two days after the attack, 鈥榥ormally I would want you to know what comes next. But this is not one of those times.鈥欌134 However, this report did not find similarly explicit statements regarding the counter-ISIS war decision.
It is beyond the ability of this report to conclusively show that the regional security, extraterritorial protection of Americans, and humanitarian war rationales gave rise to the preventive war logic rather than it rising independently.135 However, the above statements suggest they played a role by increasing the salience of fear of ISIS's maximal goals and therefore the inferred potential threat to the United States. That conclusion holds a warning for those who would view the accomplishment of more limited military goals as separable from the risks of preventive war logic once a war is begun.
Citations
- 鈥淩emarks by the President at the United States Military Academy Commencement Ceremony,鈥 White House Office of the Press Secretary, May 28, 2014, ; David Kilcullen, Blood Year: The Unraveling of Western Counterterrorism (New York: Oxford University Press, 2016), 4.
- 鈥淟ead Inspector General for Overseas Contingency Operations Operation Inherent Resolve Quarterly Report and Biannual Report to the United States Congress December 17, 2014鈭扢arch 31, 2015鈥 (Department of Defense Office of the Inspector General, April 30, 2015), ; 鈥淯S-Led Coalition Air Strikes on ISIS in Iraq & Syria, 2014-2018,鈥 Airwars, accessed September 10, 2019,
- 鈥淪tatement by the President on Iraq,鈥 The White House Office of the Press Secretary, June 13, 2014,
- Martin Chulov, 鈥淚sis Insurgents Seize Control of Iraqi City of Mosul,鈥 Guardian, June 10, 2014,
- Benjamin Rhodes, The World as It Is: A Memoir of the Obama White House, First edition (New York: Random House, 2018), 290.
- Derek H. Chollet, The Long Game: How Obama Defied Washington and Redefined America鈥檚 Role in the World (New York: Public Affairs, 2016), 149.
- 鈥淩emarks by the President on the Situation in Iraq,鈥 The White House Office of the Press Secretary, June 19, 2014,
- See for example: 鈥淚raq at a Crossroads: Options for U.S. Policy: Statement for the Record: Deputy Assistant Secretary Brett McGurk,鈥 Senate Foreign Relations Committee (2019),
- Karen DeYoung, 鈥淭he Anatomy of a Failed Hostage Rescue Deep in Islamic State Territory,鈥 Washington Post, February 14, 2015, ; Ruth Sherlock, Carol Malouf, and Josie Ensor, 鈥淭he Failed US Mission to Try and Rescue James Foley from Islamic State Terrorists,鈥 Telegraph, August 21, 2014, ; Nicholas Schmidle, 鈥淚nside the Failed Raid to Save Foley and Sotloff,鈥 New Yorker, September 5, 2014,
- With the one known exception of the aforementioned rescue raid in Raqqa, Syria on July 3, 2014.
- 鈥淪tatement by the President鈥 (The White House Office of the Press Secretary, August 7, 2014), ; 鈥淟ead Inspector General for Overseas Contingency Operations Operation Inherent Resolve Quarterly Report and Biannual Report to the United States Congress, December 17, 2014鈭扢arch 31, 2015. 鈥
- Helene Cooper, Mark Landler, and Alissa J. Rubin, 鈥淥bama Allows Limited Airstrikes on ISIS,鈥 New York Times, August 7, 2014,
- Rhodes refers to early August but makes specific reference to ISIS's taking of Mosul dam, which occurred on August 7, 2014, the same day strikes were authorized. Rhodes, The World as It Is, 291; Alex Milner, 鈥淢osul Dam: Why the Battle for Water Matters in Iraq,鈥 BBC, August 18, 2014,
- 鈥淯S-Led Coalition Air Strikes on ISIS in Iraq & Syria, 2014-2018.鈥
- 鈥淟etter from the President 鈥 War Powers Resolution Regarding Iraq,鈥 The White House Office of the Press Secretary, August 8, 2014,
- Author鈥檚 Interview with Chris Woods, Director of Airwars, September 11, 2019.
- 鈥淯S-Led Coalition Air Strikes on ISIS in Iraq & Syria, 2014-2018.鈥
- John Kerry, Every Day Is Extra, First Simon & Schuster hardcover edition (New York: Simon & Schuster, 2018), 545.
- Kerry, 546.
- 鈥淩emarks by President Obama at NATO Summit Press Conference,鈥 The White House Office of the Press Secretary, September 5, 2014, ; Julie Hirschfeld Davis, 鈥淎fter Beheading of Steven Sotloff, Obama Pledges to Punish ISIS,鈥 New York Times, September 3, 2014, ; Carol E. Lee and Colleen McCain Nelson, 鈥淯.S. Aims to 鈥楧egrade and Destroy鈥 Militants,鈥 Wall Street Journal, September 3, 2014,
- For a discussion and examples of this matter, see Robert Chesney鈥檚 discussion of the legal basis for the strikes around Mosul dam as well as President Obama and CENTCOM鈥檚 references to broader objectives for the operation: Robert Chesney, 鈥淎rticle II and Iraq: Justifications for the Mosul Dam Operation in the WPR Notification,鈥 Lawfare, August 17, 2014, ; Jethro Mullen and Susanna Capeluoto, 鈥淯.S. Airstrikes Critical in Mosul Dam Capture,鈥 CNN, August 19, 2014, ; 鈥淯.S. Conducts More Airstrikes Near the Mosul Dam,鈥 U.S. Department of Defense, August 18, 2014,
- 鈥淪tatement by the President on ISIL,鈥 White House Office of the Press Secretary, September 10, 2014, ; 鈥淟ead Inspector General for Overseas Contingency Operations Operation Inherent Resolve Quarterly Report and Biannual Report to the United States Congress December 17, 2014鈭扢arch 31, 2015.鈥
- 鈥淯S-Led Coalition Air Strikes on ISIS in Iraq & Syria, 2014-2018.鈥
- 鈥淪tatement by the President on Airstrikes in Syria,鈥 White House Office of the Press Secretary, September 23, 2014,
- 鈥淪tatement by the President on ISIL,鈥 The White House Office of the Press Secretary, September 10, 2014,
- 鈥淲EEKLY ADDRESS: We Will Degrade and Destroy ISIL,鈥 The White House Office of the Press Secretary, September 13, 2014, ; 鈥淲eekly Address: The World Is United in the Fight Against ISIL,鈥 The White House Office of the Press Secretary, September 20, 2014, ; 鈥淩emarks by the President at MacDill Air Force Base,鈥 The White House Office of the Press Secretary, September 17, 2014, Also see Appendix.
- 鈥淪tatement by the President on ISIL [September 10, 2014]鈥; 鈥淔ACT SHEET: Strategy to Counter the Islamic State of Iraq and the Levant (ISIL),鈥 The White House Office of the Press Secretary, September 10, 2014,
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- Zack Beauchamp, 鈥淥ne Incredibly Revealing Line from Obama鈥檚 ISIS Speech,鈥 Vox, September 10, 2014,
- Gene Healy, 鈥淚s Obama Abusing the Constitution to Combat ISIS?,鈥 The National Interest, September 12, 2014,
- Brian Michael Jenkins, 鈥淧resident Obama鈥檚 Controversial Legacy as Counterterrorism-in-Chief,鈥 RAND, August 22, 2016,
- 鈥淥ur Mission鈥 (Combined Joint Task Force Operation Inherent Resolve, July 17, 2017),
- 鈥淪trike Releases,鈥 Operation Inherent Resolve, accessed September 20, 2019, .
- Michael Calderone and Sam Stein, 鈥淎mericans Panicked Over ISIS Threat That Experts Say Isn鈥檛 Imminent,鈥 Huffington Post, September 9, 2014,
- Glenn Kessler, 鈥淪pinning Obama鈥檚 Reference to Islamic State as a 鈥楯V鈥 Team,鈥 Washington Post, September 3, 2014,
- Ibid.
- Examples include the 2009 New York City Subway bomb plot involving three men who trained with al Qaeda in Pakistan, the 2009 Christmas Day Underwear bomb attack directed by Al Qaeda in the Arabian Peninsula, the 2010 Times Square failed car bombing involving an American who trained with the Pakistani Taliban, and a series of later plots against aviation directed by Al Qaeda in the Arabian Peninsula.
- John Hudson, 鈥淯.S. Rules Out a New Drone War in Iraq,鈥 Foreign Policy, October 3, 2013,
- On the lack of formality鈥檚 role as a factor see: 鈥淭errorist March in Iraq: The U.S. Response,鈥 House Committee on Foreign Affairs (2014),
- Hudson, 鈥淯.S. Rules Out a New Drone War in Iraq.鈥
- Rhodes鈥 memoir includes multiple variations on this theme as well as scenes that illustrate both the political and policy importance of getting out of Iraq to Obama. Rhodes, The World as It Is, 43.
- Kerry, Every Day Is Extra, 545.
- Peter Baker and Eric Schmitt, 鈥淢any Missteps in Assessment of ISIS Threat,鈥 New York Times, September 29, 2014,
- Paul Reynolds, 鈥淥bama Modifies Bush Doctrine of Pre-Emption,鈥 BBC, May 27, 2010,
- Jack Goldsmith, 鈥淥bama Has Officially Adopted Bush鈥檚 Iraq Doctrine,鈥 Time, April 6, 2016,
- Aaron Ettinger, 鈥淯.S. National Security Strategies: Patterns of Continuity and Change, 1987鈥2015,鈥 Comparative Strategy 36, no. 2 (March 15, 2017): 115鈥28, ; C. Henderson, 鈥淭he 2010 United States National Security Strategy and the Obama Doctrine of 鈥楴ecessary Force,鈥欌 Journal of Conflict and Security Law 15, no. 3 (December 1, 2010): 403鈥34,
- Peter Beinart, 鈥淗ow America Shed the Taboo Against Preventive War,鈥 The Atlantic, April 21, 2017,
- Andrew J. Bacevich, 鈥淩edefining the War on Terror,鈥 Council on Foreign Relations, July 30, 2008, ; Matt Duss, 鈥淏acevich: 鈥楾he Only Way To Preserve The American Way Of Life Is To Change It,鈥欌 ThinkProgress, November 24, 2008,
- 鈥淭ranscript: Obama鈥檚 Speech Against The Iraq War,鈥 NPR, January 20, 2009,
- 鈥淪tatement by the President on Iraq [June 13, 2014]鈥; 鈥淩emarks by the President on the Situation in Iraq [June 19, 2014]鈥; 鈥淟etter from the President 鈥 War Powers Resolution Letter Regarding Iraq,鈥 The White House Office of the Press Secretary, June 26, 2014,
- 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淩emarks by the President on the Situation in Iraq [June 19, 2014].鈥
- Iraq at a Crossroads: Options for U.S. Policy: Statement for the Record: Deputy Assistant Secretary Brett McGurk.
- General Martin E. Dempsey, 鈥淕en. Dempsey Remarks at the Aspen Security Forum 2014鈥 (Joint Chiefs of Staff, n.d.),
- Dempsey.
- 鈥淲eekly Address: American Operations in Iraq,鈥 The White House Office of the Press Secretary, August 9, 2014,
- 鈥淪tatement by the President,鈥 The White House Office of the Press Secretary, August 28, 2014,
- 鈥淪tatement by the President on Iraq,鈥 The White House Office of the Press Secretary, August 9, 2014,
- Liz Sly, 鈥淎l-Qaeda Force Captures Fallujah amid Rise in Violence in Iraq,鈥 Washington Post, January 3, 2014,
- Michael Knights, 鈥淭he ISIL鈥檚 Stand in the Ramadi-Falluja Corridor,鈥 CTC Sentinel 7, no. 5 (May 2014), ; Eric Robinson et al., 鈥淲hen the Islamic State Comes to Town鈥 (Santa Monica, CA: RAND, 2017),
- Kessler, 鈥淪pinning Obama鈥檚 Reference to Islamic State as a 鈥楯V鈥 Team.鈥
- 鈥淩emarks by the President at the United States Military Academy Commencement Ceremony.鈥
- Jeffrey Goldberg, 鈥淭he Obama Doctrine,鈥 The Atlantic, April 2016, ; Samantha Power, The Education of an Idealist: A Memoir, 2019, 507, 511鈥15.
- On this point and also for a broader look at Obama鈥檚 concerns regarding military action for humanitarian reasons and the cases where he did support such action (including in Libya and against the Lord鈥檚 Resistance Army) see: Power, The Education of an Idealist, 359鈥90.
- 鈥淩emarks by the President at the United States Military Academy Commencement Ceremony鈥; 鈥淔act Sheet: U.S. Policy Standards and Procedures for the Use of Force in Counterterrorism Operations Outside the United States and Areas of Active Hostilities,鈥 The White House Office of the Press Secretary, May 23, 2013, ; 鈥淯S Navy Seals Who Killed Bin Laden Rescue Two Hostages from Somalia,鈥 AP, January 25, 2012,
- 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淩emarks by the President on the Situation in Iraq [June 19, 2014].鈥
- 鈥淩emarks by the President on the Situation in Iraq [June 19, 2014].鈥
- Kevin Liptak, 鈥淚SIS Rise Surprised Obama, US Intelligence,鈥 CNN, December 7, 2016,
- Dan De Luce, 鈥淗agel: The White House Tried to 鈥楧estroy鈥 Me,鈥 Foreign Policy, December 18, 2015,
- Rhodes, The World as It Is, 291.
- Author鈥檚 Interview with Joshua Geltzer, former Senior Director for Counterterrorism at the NSC, September 5, 2019.
- Author鈥檚 Interview with Chris Woods, September 11, 2019.
- Author鈥檚 Interview with Joshua Geltzer, September 5, 2019.
- 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淩emarks by the President on the Situation in Iraq [June 19, 2014].鈥 On the steps taken see: Iraq at a Crossroads: Options for U.S. Policy: Statement for the Record: Deputy Assistant Secretary Brett McGurk.
- Author鈥檚 Interview with Joshua Geltzer, September 5, 2019.
- 鈥淭he Counter-ISIS Coalition: Diplomacy and Security in Action,鈥 Brookings Institution, September 10, 2019,
- Author鈥檚 Interview with Chris Woods, September 11, 2019.
- Sherlock, Malouf, and Ensor, 鈥淭he Failed US Mission to Try and Rescue James Foley from Islamic State Terrorists.鈥
- One indicator that this was the first military action is that planning for the raid was complicated because at the time, the United States was not flying surveillance drones over Syria. Schmidle, 鈥淚nside the Failed Raid to Save Foley and Sotloff鈥; DeYoung, 鈥淭he Anatomy of a Failed Hostage Rescue Deep in Islamic State Territory.鈥
- DeYoung, 鈥淭he Anatomy of a Failed Hostage Rescue Deep in Islamic State Territory.鈥
- Author鈥檚 Interview with a former senior government official.
- Obama does reference Iraqi security broadly, and in answer to one question calls ISIS 鈥渧icious,鈥 but these statements do not constitute a specifically humanitarian focus as opposed to a concern with broader regional stability. Obama also during the question and answer session made one reference to humanitarian aid in the context of Syria, but this reference does not appear to be framed in terms of an effort to counter-ISIS or military action. 鈥淪tatement by the President on Iraq [June 13, 2014].鈥
- 鈥淩emarks by the President on the Situation in Iraq [June 19, 2014].鈥
- Iraq at a Crossroads: Options for U.S. Policy: Statement for the Record: Deputy Assistant Secretary Brett McGurk.
- 鈥淪tatement by the President [August 7, 2014].鈥
- 鈥淪tatement by the President [August 7, 2014].鈥
- Alissa J. Rubin, Tim Arango, and Helene Cooper, 鈥淯.S. Jets and Drones Attack Militants in Iraq, Hoping to Stop Advance,鈥 New York Times, August 8, 2014,
- Dan Roberts and Spencer Ackerman, 鈥淯S Begins Air Strikes against Isis Targets in Iraq, Pentagon Says,鈥 Guardian, August 8, 2014,
- Rhodes, The World as It Is, 291.
- Rhodes, 291.
- Priyanka Boghani, 鈥淐an the Kurds Hold Out Against ISIS?,鈥 PBS Frontline, August 5, 2014, ; Zack Beauchamp, 鈥淲hy the US Is Bombing ISIS in Iraq,鈥 Vox, August 8, 2014, ; Kenneth M. Pollack, 鈥淚raq: Understanding the ISIS Offensive Against the Kurds,鈥 Brookings Institution, August 11, 2014,
- 鈥淩eport on the Protection of Civilians in Armed Conflict in Iraq: 6 July 鈥 10 September 2014鈥 (Human Rights Office of the High Commissioner for Human Rights and United Nations Mission for Iraq Human Rights Office, September 26, 2014), 2,
- 鈥淩eport on the Protection of Civilians in Armed Conflict in Iraq: 6 July 鈥 10 September 2014,鈥 4.
- 鈥淩eport on the Protection of Civilians in Armed Conflict in Iraq: 6 July 鈥 10 September 2014.鈥
- 鈥淪tatement by the President [August 7, 2014].鈥
- 鈥淪tatement by the President [August 7, 2014].鈥
- Kerry, Every Day Is Extra, 545.
- Ibid.
- Author鈥檚 Interview with former State Department official familiar with planning on the issue.
- 鈥淪tatement by the President,鈥 The White House Office of the Press Secretary, August 20, 2014,
- 鈥淪tatement by the President [August 20, 2014].鈥
- Ibid.
- 鈥淪tatement by the President [August 7, 2014].鈥
- Kerry, Every Day Is Extra, 545.
- 鈥淭he Counter-ISIS Coalition: Diplomacy and Security in Action.鈥
- 鈥淪tatement by the President [August 7, 2014].鈥
- Kerry, Every Day Is Extra, 545.
- 鈥淪tatement by the President on Iraq,鈥 The White House Office of the Press Secretary, August 11, 2014,
- Tim Arango, 鈥淢aliki Agrees to Relinquish Power in Iraq,鈥 New York Times, August 14, 2014,
- 鈥淟etter from the President 鈥 War Powers Resolution Regarding Iraq,鈥 The White House Office of the Press Secretary, August 17, 2014,
- 鈥淲ar Powers Resolution Letter [August 17, 2014].鈥
- Robert Chesney notes that while there was a broadening of the justifications at work, the force protection argument was not unreasonable. Chesney, 鈥淎rticle II and Iraq: Justifications for the Mosul Dam Operation in the WPR Notification.鈥
- 鈥淩emarks by President Obama at NATO Summit Press Conference [September 5, 2014]鈥; Lee and Nelson, 鈥淯.S. Aims to 鈥楧egrade and Destroy鈥 Militants.鈥
- On the importance of a variety of rationales rather than a single precipitating event with regard to the September 10 announcement see: Anjali Tsui, 鈥淐huck Hagel: U.S. 鈥楥redibility鈥 Was Hurt By Policy in Syria,鈥 Frontline, October 11, 2016, Also see Appendix
- Abrahms does note that his work focuses on the inference that occurs when violence is conducted against the inferring state鈥檚 population, and that it is not clear if the effect holds for third party witnesses of atrocities. In the counter-ISIS case, it is the view of this author that the administration鈥檚 statements suggest that it does hold at least in this case. Author鈥檚 Interview with Max Abrahms, July 23, 2019.
- This phenomena is discussed in more detail in the section on the dangers of preventive war logic but draws upon: Michael J. Mazarr, Leap of Faith: Hubris, Negligence, and America鈥檚 Greatest Foreign Policy Tragedy, First edition (New York: Public Affairs, 2019); Gray, 鈥淭he Implications of Preemptive and Preventative War Doctrines: A Reconsideration.鈥
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- Kerry, Every Day Is Extra, 545.
- 鈥淪tatement by the President [August 7, 2014].鈥
- 鈥淲eekly Address [September 13, 2014].鈥
- Author鈥檚 Interview with Joshua Geltzer, September 5, 2019.
- Author鈥檚 Interview with Joshua Geltzer; Adam Entous, Greg Jaffe, and Missy Ryan, 鈥淥bama鈥檚 White House Worked for Months on a Plan to Seize Raqqa. 国产视频 Team Took a Brief Look and Decided Not to Pull the Trigger.,鈥 Washington Post, February 2, 2017,
- 鈥淭he Counter-ISIS Coalition: Diplomacy and Security in Action.鈥
- Michael R. Gordon, 鈥淭rump Shifting Authority Over Military Operations Back to Pentagon,鈥 New York Times, March 19, 2017,
- Power, The Education of an Idealist, 365.
- Power, 365.
- An alternative hypothesis is that preventive war logic always had a high importance but for tactical reasons the administration did not want to emphasize a threat to the homeland publicly before it committed to taking action. Given the limitations of the reliance on public statements, this report cannot rule out this hypothesis.
Did ISIS Directly Threaten the United States?
For the counter-ISIS war to have been based in preventive war logic with regards to America鈥檚 homeland security, ISIS must have been seen as lacking the capability to direct major attacks inside the United States. This section reviews administration and government statements regarding the character of the ISIS threat and a variety of indicators of ISIS's capability to conduct attacks in the United States, and concludes that ISIS lacked the capability to direct major attacks inside the United States. This section also examines ISIS's capabilities in Europe, finding that ISIS did demonstrate a capability and intent to direct attacks in Europe, forming the basis for a justifiable European preemptive war logic. However, the comparison to Europe also illustrates how far the American case fell from matching the European level of threat.
Government Assessments of the ISIS Threat
One of the clearest signs that the ISIS threat was not imminent at the time the counter-ISIS war was initiated is that the government itself repeatedly and via various institutions assessed that there was no known evidence of a direct ISIS threat to the homeland. The government continued to share this assessment long after the decision to initiate the counter-ISIS war was made, suggesting that it did not view its initial assessment as incorrect.
Among those who made such comments are President Obama himself, who on September 10, while authorizing the escalation of the war into Syria stated that 鈥渨e have not yet detected specific plotting against our homeland.鈥1 National Counterterrorism Center Director Matt Olsen said that 鈥渨e have no credible information that ISIL is planning to attack the United States鈥 and described the threat as potential, adding there was no evidence of ISIS cell development inside the United States.2 Also in September, Department of Homeland Security Secretary Jeh Johnson stated, 鈥淎t present, we have no credible information that [ISIS] is planning to attack the homeland of the United States.鈥3 In August 2014, Pentagon Spokesperson Rear Admiral John Kirby stated that the Defense Department did not believe that ISIS had 鈥渢he capability right now to conduct a major attack on the U.S. homeland.鈥4 Chairman of the Joint Chiefs of Staff General Martin Dempsey also stated in August that there had not yet been evidence that ISIS was engaged in 鈥渁ctive plotting against the homeland, so it鈥檚 different than that which we see in Yemen.鈥5 Nor did officials change their assessment with the beginning of the military campaign. In February 2015, Department of Homeland Security Undersecretary for the Office of Intelligence and Analysis Francis X. Taylor said, 鈥淲e are unaware of any specific, credible, imminent threat to the Homeland.鈥6
The Department of Homeland Security鈥檚 National Terrorism Advisory System (NTAS) provides another set of evidence of the government鈥檚 lack of knowledge of any direct ISIS threat to the homeland. In April 2011, the Department of Homeland Security replaced the infamous color-coded Homeland Security Advisory system with NTAS. Under the NTAS system, an alert would be sent out when there was important information distinguishing between either an 鈥渆levated鈥 threat with no specific information on timing or location or an 鈥渋mminent鈥 threat otherwise.7 Even as ISIS spread across Iraq and the United States initiated its counter-ISIS war in 2014, NTAS provided no alerts until December 2015, when it issued its first bulletin.8
The first bulletin, released on December 16, 2015, read, 鈥淲e know of no intelligence that is both specific and credible at this time of a plot by terrorist organizations to attack the homeland.鈥9 The first bulletin was replaced by a second bulletin issued on June 15, 2016 that stated the previous bulletin鈥檚 鈥渂asic assessment has not changed.鈥10 In the wake of the deadly ISIS-inspired attack in Orlando, the bulletin again repeated that 鈥渨e know of no intelligence that is both specific and credible at this time of a plot by terrorist organizations to attack the homeland鈥 while reiterating the threat of inspired violence, which was also described in the previous bulletin.11
One of the clearest signs that the ISIS threat was not imminent is that the government repeatedly and via various institutions assessed that there was no known evidence of a direct ISIS threat to the homeland.
In November 2016 a new bulletin again reported no change in the basic assessment, emphasized inspired violence, and reiterated the lack of evidence of credible plots to attack the homeland by foreign terrorist organizations.12
In May 2017, five months before ISIS lost Raqqa, the self-declared capital of its caliphate, NTAS changed its bulletin language, dropping the lack of evidence of credible plots reference.13 Instead it stated, 鈥淲e face one of the most serious terror threat environments since the 9/11 attacks as foreign terrorist organizations continue to exploit the Internet to inspire, enable, or direct individuals already here in the homeland to commit terrorist acts.鈥14 Further bulletins largely mirrored the May 2017 language.15
However, it seems unlikely that this change represented newfound organizational plots against the United States. The bulk of the bulletin remains focused on inspired and enabled violence, no alert was provided regarding an imminent threat, and the bulletin came as ISIS's territorial holdings crumbled.
Another set of sources for evaluating the government鈥檚 assessment of the ISIS threat to the homeland is the U.S. intelligence community鈥檚 Worldwide Threat Assessments. These assessments repeatedly stated that the most likely threat to the United States remained homegrown terrorism rather than ISIS-directed attacks.16 Though none of these assessments include language denying foreign terrorist organization plots, it would be odd if there was a major credible threat and the assessments failed to mention it while emphasizing homegrown, inspired violence.
Indicators of ISIS Threat
Government statements are limited in their ability to measure whether there is in fact a direct threat. They can be incorrect in their assessments or the threat can grow rapidly after an assessment is made.17 It is therefore important to also look at the indicators themselves.
An examination of several indicators of threat suggests that while ISIS may at some point have come to pose a direct threat to the United States, it did not pose one at the time the United States decided to embark upon a military campaign.
The primary indicator of threat referenced in justifying the need for military action to respond to growing risks to the homeland was the large number of foreign fighters traveling to Syria and Iraq.18 Other oft-cited indicators included the extent of territory and money available to ISIS, which could allow it to be selective in recruiting for and preparing sophisticated elite-staffed attack plots from its safe haven and its ability to launch multiple attack plots without needing each one to succeed.19 These indicators are very real sources of concern, yet they do not constitute evidence of a direct threat that would turn America鈥檚 preventive logic into a preemptive logic.
There is a geographic split in the indicators. The above indicators of threat exist on the Syria and Iraq side of the ledger, describing how ISIS managed to build an unprecedented safe haven that could potentially pose a risk to the homeland and absolutely posed a threat to those living in or near ISIS's territory. In contrast, viewed from the United States鈥 side, the indicators did not show a substantial threat to the homeland. In the 18 years since 9/11, no jihadist foreign terrorist organization has carried out a deadly attack inside the United States and no foreign fighter or individual who received terrorist training20 abroad has carried out a deadly attack, according to 国产视频鈥檚 research.21
This geographic indicator split calls into question the validity of measuring the threat to the United States based on signs of ISIS strength abroad. Jihadist groups face substantial difficulties in projecting power from their safe havens into geographically distant areas, and doing so requires investments that tend to provide indicators of threat.22 One study of terrorist attacks, suggests that terrorism outside of conflict zones is declining while terrorism in conflict zones is increasing, further calling into question the extent to which a threat to the United States can be surmised from signs of jihadist strength abroad鈥攁t least in the short term.23
ISIS's rise sparked fears that the United States鈥 record of success in avoiding attacks might change. Yet more than five years after the United States鈥 initiation of a counterterrorism war, and eight years into the Syrian conflict, there is little evidence that ISIS developed the capability to direct attacks inside the United States. Of course, it is possible that, absent intervention, ISIS would have developed the capability, but that is a preventive logic. If ISIS had the capability prior to the initiation of the war, it would be expected that there would be some evidence of that capability鈥檚 development by now.
With regards to foreign fighters, no returnee from Syria has conducted an attack inside the United States. In addition, there is only one case where a returnee from Syria is publicly known to have plotted an attack in the United States upon their return鈥攖hat of Abdirahman Sheik Mohamud.24 That attack plot was linked to Jabhat al-Nusra, al Qaeda鈥檚 Syrian affiliate, not ISIS. In addition, it appears that he was known to the FBI prior to his travel to Syria.25 The case remains shrouded in mystery, but there is reason for skepticism that it demonstrates a significant al Qaeda鈥攍et alone ISIS鈥攃apability in the United States given these details.26
More than five years after the United States鈥 initiation of a counterterrorism war, and eight years into the Syrian conflict, there is little evidence ISIS developed the capability to direct attacks inside the United States.
The number of Americans who joined ISIS or otherwise traveled to fight in Syria was relatively low compared to other countries. In August 2014, the government placed the number of Americans fighting with any faction in Syria at 100 people, and National Counterterrorism Center Director Matthew Olsen confirmed that the number fighting with ISIS was likely about a dozen individuals.27 The United States鈥 latest updated count is that 300 Americans went or attempted to fight with any group in Syria.28
Far from discussing an influx of returnees to the United States, Olsen portrayed it as a matter of individuals returning.29 Public tracking of known returnees has identified relatively few who returned to the United States, many of whom came back under the supervision of law enforcement.30 Whatever the true number, it is far from the feared wave of returnees.
While many pointed to the Afghan conflict as an example of the danger of foreign fighter flows, in the more recent foreign fighter mobilization to Somalia, no returnee to the United States was accused of plotting an attack.31 It is reasonable to suggest that ISIS was a different type of organization with more power and thus posed a greater threat of attacks on the homeland than al Shabaab.32 On the other hand, it is worth noting that prior to 9/11, the United States did very little to track jihadist foreign fighters, making the Afghanistan case a questionable comparison for post-9/11 threat assessments.33
ISIS's wealth is not a strong indicator for the potential for attacks in the United States as most attacks require little funding.34 ISIS sympathizers in the United States have proven themselves capable of self-funding, especially given that most attacks do not cost much.35 In addition, while ISIS had access to lots of money, it also had substantial costs due to its need to defend and, to some extent, govern its large territorial holdings; this dynamic makes ISIS's wealth somewhat resilient to military action.36
Generally, the flow of money, personnel, and other material involving the United States was from the United States to ISIS鈥攏ot from ISIS into the United States. Based on two separate reviews of American terrorism court cases, there appears to be only one known exception to this assessment: the case of Mohamed Elshinawy.37 According to the government, he had received $8,700 from abroad to help finance a terrorist attack in the United States.38
The amount in question in the Elshinawy case is small and not dissimilar from what ISIS sympathizers are able to raise via means of self-financing.39 Four men were able to raise that amount of funds in a case based out of San Diego to send to al Shabaab in 2007 and 2008.40 In addition, the threat was not dependent on ISIS's territory in Syria, and could be more effective when conducted from outside of Syria in a dispersed network of the kind likely to be left after military action.41 The Elshinawy case provides a warning regarding jihadist innovations, but it does not demonstrate a great capability of ISIS to finance terror inside the United States.
The Exceptions: Potential American Cases for Preemption
There are three indicators of a potential ISIS threat to the homeland worth considering beyond ISIS's strength in the Middle East. However, none of these indicators provide a strong case to reject the conclusion that the war was justified on the basis of preventive rather than preemptive homeland security reasons. Hanging a case of preemptive war on these indicators carries substantial risks.
Inspired Plots
One indicator of ISIS threat in the United States that increased over the course of ISIS's rise is the number of attacks and attack plots where the perpetrators were inspired by ISIS as well as an increase in the number of jihadist terrorism cases generally being charged in the United States.
Since 2014, individuals inspired by jihadist ideology killed 83 people constituting more than three quarters of the 104 deaths in jihadist attacks since 9/11.42 Of the eight deadly attacks in this period, seven were ISIS inspired, and only one was not.43 In addition, there were more than a dozen non-lethal attacks in the same period.44 This level of attacks represents an unprecedented increase compared to the rest of the post-9/11 period.
The increase in attacks was matched by a spike in terrorism cases generally. In 2014, the United States charged45 32 people鈥攁n increase from the 17 people charged in 2013.46 The rise from 2013 to 2014 was a leading indicator, and the number spiked to an unprecedented 80 cases in 2015.47
While this rise in cases and inspired attacks shows a potential increased ability for ISIS to connect its efforts abroad with capabilities in the United States, that possibility remained a potential rather than a demonstrated, direct capability, as none of the deadly attackers were directed by ISIS.
Enabled Plots
While no deadly jihadist attacker in the United States since 9/11 is known to have had operational contact with ISIS militants based in Syria, there was one non-lethal attack and several plots in which the attacker or plotter communicated with ISIS militants abroad.48 According to John Carlin, assistant attorney general for national security at the time, the government found itself challenged by centralized efforts by individuals like British ISIS militant Junaid Hussain to organize attacks over the Internet.49 According to Carlin, Hussain posed an 鈥渋mminent threat.鈥50 Much of this activity occurred after the initiation of America鈥檚 counter-ISIS campaign, but at least some occurred earlier. A preemptive logic could theoretically be based on these plots. Indeed, the U.S. war included an effort to specifically target ISIS militants involved in such virtual enabling.51
However, hanging a case for the counter-ISIS war as preemption rather than prevention on ISIS's virtual recruiters poses serious concerns. Virtual recruitment activity was not limited to Syria.52 There is also little evidence that the presence of a virtual recruiter increases the threat of or lethality of jihadist attacks or otherwise meaningfully distinguishes them from inspired attacks.53 In the case of the United States, several of these plots appear to have been in early stages and infiltrated by informants or otherwise detected by law enforcement methods.54
There is little evidence that the presence of a virtual recruiter increases the threat of or lethality of jihadist attacks.
A case for preemption based on ISIS's virtual enablers risks a vision of preemption that is extraordinarily broad. Geographically, it would likely justify military strikes globally and with little clarity of what in practice distinguishes a virtual enabler from an enthusiastic individual promoting jihadist violence online but without any official title. ISIS's virtual enablers did not feature in the justification presented for initiating and escalating the war on ISIS by the Obama administration in the time period examined in this report. Even if policymakers determine that a case for preemption can justifiably be based on the existence of virtual recruiter plots, substantial work is required to bound the applicability of such logic and provide transparency and limits to its implementation.55
Aviation Plotting
A third indicator that might support an argument that U.S. action was preemptive is ISIS's plotting against aviation. Aviation plots pose a particular risk for the United States because they allow jihadists to avoid many of the United States鈥 layered defenses that make it difficult to organize jihadist activity inside the country. Instead, jihadists are able to take advantage of worse security conditions in countries with flights to the United States, only needing to circumnavigate airport security.
In the post-9/11 era, attacks on aviation have constituted the closest foreign terrorist organizations have come to successfully directing a major deadly attack in the United States. Of the three attacks in the United States that had direction from a foreign terrorist organization in the post-9/11 era, two (the 2001 shoe bomb attack in which Richard Reid managed to get a bomb onto a transatlantic flight and the 2009 underwear bomb attack in which Umar Abdulmuttalab managed to get a bomb onto a flight over Detroit) targeted aviation.56 In addition, there are multiple other foiled aviation plots that targeted the United States.57
Over the course of the military campaign against ISIS, there were indications that ISIS has the intent and some capability鈥攁t least outside of the United States鈥攖o attempt aviation attacks. The most serious such indication came in December 2015, when ISIS's affiliate in Egypt bombed an airliner carrying Russian tourists home from Sinai, killing everyone aboard.58 However, this plot involved an insider based in Egypt, so it is unclear to what extent it was reliant on ISIS's territory in Syria.59 It also likely benefited from the weaker precautions in Egypt compared to most Western airports.
There have been other indications of ISIS's intent to conduct aviation attacks. In 2017, an ISIS virtual enabler attempted to organize an attack on aviation from Australia.60 The Australia plot was a source of major concern, according to former National Counterterrorism Center Director Nicholas Rasmussen. Although, as Rasmussen noted, the effectiveness of military action to suppress the threat is limited: 鈥淣ow we have to proceed from the assumption that this is a threat that could manifest itself literally anywhere in the world. And so that puts much more pressure on the global aviation community and the technological solutions rather than intelligence disruption solutions.鈥61 In 2017, an aviation threat from Syria gained attention, this time involving ISIS's development of laptop bombs capable of being smuggled on to planes, but according to the Department of Homeland Security (DHS) there was not an imminent threat.62
There were also earlier indicators of a threat from Syria. In September 2014, administration officials cited a threat from Syria involving the development of sophisticated explosives that could be smuggled past airport security. However, the threat was connected to the so-called Khorasan group, a set of senior al Qaeda figures who relocated to Syria from South Asia, not ISIS. 63 Despite initial claims that the threat was imminent, other later reporting suggested that it was more of an aspirational threat.64 The Obama administration, however, certainly saw the Khorasan threat as serious.65
Aviation attacks remain an important concern, one where indicators of security against jihadist attacks inside the United States are unlikely to identify threats because most of the activity occurs outside the United States until the attack itself. Yet, there is little evidence that ISIS demonstrated such a capability against the United States, and even less that there was a credible threat of such an attack at the time of the initiation of the military campaign. Even with the fall of ISIS's territory in Syria and Iraq, DHS continues to emphasize the threat of aviation attacks, suggesting that the threat is somewhat resilient to military action.66 Moreover, as the bombing of the Egyptian flight shows, the threat is unlikely to be contained to any particular territorial location, limiting the ability of preventive war to change the threat.67
Evidence from Comparison: Europe in the Crosshairs
In contrast to the United States, Europe suffered multiple sophisticated attacks carried out and directed by ISIS from its territory in Syria and Iraq. ISIS's attacks in Europe were preceded by clear evidence of ISIS's capability鈥攖hat was known in many cases at the time鈥攊llustrating the meaningful difference between a potential European case for preemptive war and the United States鈥 preventive logic.
Europe had already seen an attack by a Syrian foreign fighter returnee who had joined ISIS, and may have been directed to conduct his attack by ISIS, in May 2014 prior to ISIS's taking of Mosul and the initiation of the war. On May 24, 2014, Mehdi Nemmouche shot and killed four people at a Jewish museum in Brussels, and was arrested six days later in Marseilles, France.68 Nemmouche had an ISIS flag in his possession when he was arrested, and authorities (and the public) knew he had spent a year in Syria with jihadists.69 At the time, it was not clear to what extent Nemmouche and his attack were tied to or directed by ISIS.70
In contrast to the United States, Europe suffered multiple sophisticated attacks carried out and directed by ISIS from its territory in Syria and Iraq.
It is now clear that Nemmouche was deeply tied into the network that would produce the clearly directed Paris and Brussels attacks of November 2015 and March 2016, respectively.71 Nemmouche, on his arrival in Syria, joined a brigade connected to ISIS at the time.72 The sub-group Nemmouche joined was led by Abdelhamid Abaaoud, the key plotter behind the 2015 Paris attacks, and phone records show that Nemmouche conversed with Abaaoud after having left Syria in 2014.73 Nemmouche also had connections to Ibrahim Boudina, another French national with preexisting ties to jihadist networks in France who had left to fight in Syria around the same time as Nemmouche.74 Not merely another connection to Nemmouche, Boudina returned to France where he was arrested in August 2014 for plotting a bomb attack.75 Once again, it is not entirely clear if Boudina was acting on ISIS's orders, but like Nemmouche, he represents a clear case of a returnee attack plot at least connected to ISIS's networks.76
Whether or not these attacks had formal authorization from ISIS, they demonstrated that ISIS already had鈥攖hrough those who joined it鈥攖he proven capability to directly conduct attacks in Europe. This was combined with far greater indicators of threat than in the United States. According to Europol鈥檚 2019 terrorism trend update, more than 5,000 Europeans traveled to Syria in Iraq over the course of the conflict鈥攎ore than 16 times the number of Americans who traveled or attempted to travel to Syria.77 Moreover, both the United Kingdom and France each had more foreign fighters who reached Syria than the total number of Americans who attempted to go or made it there.78 A sample of more than 3,500 ISIS entry records from 2013 and 2014 examined by 国产视频 included 36 times more Western Europeans than it did Americans.79
This vast difference in threat was also reflected in arrest numbers. Over the five years from 2014 to 2018, slightly fewer than 200 Americans were arrested for jihadist terrorism-related crimes.80 In contrast, over the same period, according to EUROPOL鈥檚 2019 terrorism trend report, more than 3,000 people were arrested for jihadist terrorism crimes; more were arrested every year than were arrested in the entire period in the United States (and these numbers do not include arrests in Britain).81 In addition to a larger number of arrests, Europe has a larger number of jihadists being monitored. France alone, for example, reportedly had 3-5,000 people under surveillance for jihadist terrorism reasons.82
By the beginning of 2015, there was increasing evidence of an institutionalized ISIS effort to use its already demonstrated capability to conduct directed attacks.83 In January 2015, Belgium foiled a major attack plot when it conducted a series of raids in Verviers.84 Authorities found that multiple foreign fighters who had returned from Syria, weapons, and deep connections to European networks were all present in the plot.85 The attackers were in contact with Abaaoud regarding detailed operational matters, and he signaled the official connection by celebrating the attack via official ISIS media channels a month later.86
Whereas in the United States, there are no known cases of individuals who trained with ISIS in Syria and then returned to plot attacks in the United States, and only one case of a Syrian returnee attack plot (tied to Jabhat al Nusra), the New York Times counted 21 such fighters who returned to Europe with the intent to conduct attacks over 2014 and early 2015.87
The comparison of the threat indicators in Europe to those in the United States suggests that Europe had a case for preemptive war as opposed to preventive war. ISIS did manage to directly reach out and attack Europe in November 2015 and then again in Brussels in March 2016 with teams of attackers deeply and undeniably tied to and explicitly directed by ISIS from its territory in Syria and Iraq.
The comparison also shows just how distinct the United States鈥 preventive logic was from the potential European preemptive logic. In addition, the repeated warning signs and indicators in the European case suggest that ISIS'sexternal attacks should not be seen as a surprise requiring vast preventive wars, but were identifiable as a direct manifestation of a threat well before ISIS carried out the Paris and Brussels attacks.
Citations
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- Matthew Olsen, 鈥淎 National Counterterrorism Center Threat Assessment of ISIL and Al Qaeda in Iraq, Syria, and Beyond鈥 (Transcript, September 3, 2014), ; David Sterman, 鈥淲hat鈥檚 the Hot National Security Phrase of This Week? Seems to Be 鈥楶otential Threat,鈥欌 Foreign Policy, September 5, 2014,
- Spencer Ackerman, 鈥淛eh Johnson: 鈥楴o Credible Information That Isis Planning to Attack the US,鈥欌 Guardian, September 10, 2014,
- Mark Mazzetti and Helene Cooper, 鈥淯.S. Officials and Experts at Odds on Threat Posed by ISIS,鈥 New York Times, August 22, 2014,
- 鈥淒empsey: We Will Act If Islamic Group Threatens U.S.,鈥 AP, August 25, 2014,
- Francis X. Taylor, 鈥淪tatement for the Record Regarding Countering Violent Islamist Extremism: The Urgent Threat of Foreign Fighters and Homegrown Terr,鈥 搂 U.S. House Committee on Homeland Security (2015),
- 鈥淭error Alert Systems Fast Facts,鈥 CNN, November 2, 2018,
- 鈥淭error Alert Systems Fast Facts鈥; John Hudson, 鈥淥bama鈥檚 Terrorism Alert System Has Never Issued a Public Warning 鈥 Ever,鈥 Foreign Policy, September 29, 2014, ; 鈥淣ational Terrorism Advisory System (NTAS),鈥 Department of Homeland Security, accessed August 13, 2019,
- 鈥淣ational Terrorism Advisory System Bulletin鈥 (Department of Homeland Security, December 16, 2015),
- 鈥淣ational Terrorism Advisory System Bulletin鈥 (Department of Homeland Security, June 15, 2016),
- 鈥淣TAS Bulletin [June 15, 2016].鈥
- 鈥淣ational Terrorism Advisory System Bulletin鈥 (Department of Homeland Security, November 15, 2016),
- 鈥淣ational Terrorism Advisory System Bulletin鈥 (Department of Homeland Security, May 15, 2017),
- 鈥淣TAS Bulletin [May 15, 2017].鈥
- 鈥淣ational Terrorism Advisory System (NTAS).鈥
- James R. Clapper, 鈥淪tatement for the Record Worldwide Threat Assessment of the US Intelligence Community,鈥 Senate Armed Services Committee (2015), ; James R. Clapper, 鈥淪tatement for the Record Worldwide Threat Assessment of the US Intelligence Community,鈥 Senate Armed Services Committee (2016), ; Daniel R. Coats, 鈥淪tatement for the Record Worldwide Threat Assessment of the US Intelligence Community,鈥 Senate Select Committee on Intelligence (2018), ; Daniel R. Coats, 鈥淲orldwide Threat Assessment of the US Intelligence Community,鈥 (January 29, 2019),
- For an argument regarding the limitations of government statements that there is no evidence of a credible or specific threat from ISIS see: Thomas Joscelyn, 鈥淚slamist Foreign Fighters Returning Home and the Threat to Europe,鈥 Long War Journal, September 19, 2014,
- 鈥淪tatement by the President on ISIL [September 10, 2014].鈥
- For a discussion of these indicators see: Daveed Gartenstein-Ross, 鈥淪yria Spillover: The Growing Threat of Terrorism and Sectarianism in the Middle East,鈥 Senate Foreign Relations Committee (2014), ; Joscelyn, 鈥淚slamist Foreign Fighters Returning Home and the Threat to Europe鈥; Stuart Gottlieb, 鈥淔our Reasons ISIS Is a Threat to the American Homeland,鈥 The National Interest, September 20, 2014, ; Douglas Ollivant and Brian Fishman, 鈥淪tate of Jihad: The Reality of the Islamic State in Iraq and Syria,鈥 War on the Rocks, May 21, 2014,
- One potential exception to this is Carlos Bledsoe who traveled to Yemen seeking to link up with Al Qaeda in the Arabian Peninsula and al Shabaab before returning to the United States and conducting a deadly attack in Little Rock Arkansas, but the evidence suggests his effort was a failure. On the Bledsoe case see: Daveed Gartenstein-Ross, 鈥淟one Wolf Islamic Terrorism: Abdulhakim Mujahid Muhammad (Carlos Bledsoe) Case Study,鈥 Terrorism and Political Violence 26, no. 1 (January 2014): 110鈥28,
- Peter Bergen, David Sterman, and Melissa Salyk-Virk, 鈥淭errorism in America 18 Years After 9/11鈥 (国产视频, September 18, 2019), 18, source.
- Patrick Porter, The Global Village Myth: Distance, War and the Limits of Power (Washington, DC: Georgetown University Press, 2015); David Sterman, 鈥淭his Is the Biggest Mistake People Make about an ISIS Attack in America,鈥 The Week, September 8, 2014,
- Sean M. Zeigler and Meagan Smith, 鈥淭errorism Before and During the War on Terror; A Look at the Numbers,鈥 War on the Rocks, December 12, 2017, ; Meagan Smith and Sean M. Zeigler, 鈥淭errorism before and after 9/11 鈥 a More Dangerous World?,鈥 Research & Politics 4, no. 4 (October 2017): 205316801773975,
- Peter Bergen and David Sterman, 鈥淛ihadist Terrorism 17 Years After 9/11鈥 (New Ametrica, September 10, 2018), source; Alexander Meleagrou-Hitchens, Seamus Hughes, and Bennett Clifford, 鈥淭he Travelers: American Jihadists in Syria and Iraq鈥 (George Washington University Program on Extremism, February 2018),
- Kathy Lynn Gray, 鈥淒ocuments Reveal Details about Columbus Man Accused of Helping Terrorists,鈥 Columbus Dispatch, April 21, 2015,
- It is worth noting a more pessimistic piece of evidence regarding the case. The sentencing judge appears to have suggested that the investigation into Mohamud may only have begun due to a traffic stop during which he gave his brother鈥檚 name rather than his own. It is possible that the traffic stop was an intentional ruse by law enforcement already monitoring Mohamud or that the judge鈥檚 description of the case was incorrect (a not uncommon occurrence in hearing transcripts). It is also possible that Mohamud would have been discovered due to his other activities 鈥 including posting online about ISIS 鈥 regardless. However, the judge鈥檚 description poses a concern worth noting. See: Transcript of Proceedings Before the Honorable James L. Graham Friday, August 18, 2017; 11:00 A.M. Columbus, Ohio, No. 2:15-CV-95鈥1 (United States District Court of Ohio Eastern Division August 18, 2017).
- Peter Bergen and David Sterman, 鈥淚SIS Threat to the US Mostly Hype,鈥 CNN, September 5, 2014, ; Spencer Ackerman, 鈥淏ullish Obama Vows to 鈥楧egrade and Destroy鈥 Islamic State,鈥 Guardian, September 3, 2014, ; Tom Cohen, 鈥淗agel Backs Obama on ISIS Strategy,鈥 CNN, September 3, 2014,
- Hollie McKay, 鈥淎lmost All American ISIS Fighters Unaccounted for, Sparking Fears They Could Slip through Cracks and Return,鈥 Fox, October 26, 2017,
- Ackerman, 鈥淏ullish Obama Vows to 鈥榙egrade and Destroy鈥 Islamic State.鈥
- Meleagrou-Hitchens, Hughes, and Clifford, 鈥淭he Travelers: American Jihadists in Syria and Iraq鈥; Bergen and Sterman, 鈥淛ihadist Terrorism 17 Years After 9/11鈥; Peter Bergen et al., 鈥淚SIS in the West: The Militant Flow to Syria and Iraq鈥 (国产视频, March 2016),
- Bergen and Sterman, 鈥淚SIS Threat to the US Mostly Hype.鈥
- For one such argument see Ryan Goodman鈥檚 response to Peter Bergen and this author鈥檚 鈥淚SIS Threat to the U.S. Is Mostly Hype.鈥 Ryan Goodman, 鈥淲hose Hype Are You Going to Believe?: How Not to Evaluate the ISIL Threat to the U.S.,鈥 Just Security, September 8, 2014,
- J. M. Berger, Jihad Joe: Americans Who Go to War in the Name of Islam, 1st ed (Washington, D.C: Potomac Books, 2011); J. M. Berger, 鈥淏oston鈥檚 Jihadist Past,鈥 Foreign Policy, April 22, 2013,
- Paul Pillar, 鈥淚SIS in Perspective,鈥 Brookings Institution, August 25, 2014, ; Peter Neumann, 鈥淒on鈥檛 Follow the Money: The Problem With the War on Terrorist Financing,鈥 Foreign Affairs, August 2017,
- For a discussion of some of these cases and the range of self-financing methods and amounts some sympathizers have raised see: Matthew Levitt, 鈥淟ow Cost, High Impact: Combating the Financing of Lone-Wolf and Small-Scale Terrorist Attacks,鈥 House Committee on Financial Services (2017),
- Robert Windrem, 鈥淚SIS Is the World鈥檚 Richest Terror Group, But Spending Money Fast,鈥 NBC, March 20, 2015, ; Patrick B Johnston et al., Return and Expand?: The Finances and Prospects of the Islamic State after the Caliphate, 2019,
- Author鈥檚 Interview with Seamus Hughes, July 29, 2019; Seamus Hughes, 鈥淭he Only Islamic State-Funded Plot in the U.S.: The Curious Case of Mohamed Elshinawy,鈥 Lawfare, March 7, 2018, ; Peter Bergen et al., 鈥淭errorism in America After 9/11鈥 (国产视频), accessed August 1, 2019, source
- 鈥淢aryland Man Sentenced to 20 Years in Prison for Providing Material Support to ISIS and Terrorism Financing鈥 (Department of Justice Office of Public Affairs, March 30, 2018), ; Ian Duncan, 鈥淔eds: Edgewood Man Pledged Allegiance to Islamic State, Received Funds from Egypt,鈥 Baltimore Sun, December 14, 2015,
- Author鈥檚 Interview with Seamus Hughes, July 29, 2019.
- 鈥淛ury Convicts 4 Somali Immigrants of Terror Support,鈥 AP, February 22, 2013,
- Hughes, 鈥淭he Only Islamic State-Funded Plot in the U.S.: The Curious Case of Mohamed Elshinawy.鈥
- Bergen, Sterman, and Salyk-Virk, 鈥淭errorism in America 18 Years After 9/11鈥; Bergen and Sterman, 鈥淛ihadist Terrorism 17 Years After 9/11鈥; Bergen et al., 鈥淭errorism in America After 9/11.鈥
- Bergen and Sterman, 鈥淛ihadist Terrorism 17 Years After 9/11.鈥
- Ibid.
- In this report, charged is used to include both individuals charged with crimes as well as a small number of people who died before being charged but were widely known to have engaged in jihadist criminal activity.
- Bergen et al., 鈥淭errorism in America After 9/11.鈥
- Ibid.
- Bergen and Sterman, 鈥淛ihadist Terrorism 17 Years After 9/11鈥; Alexander Meleagrou-Hitchens and Seamus Hughes, 鈥淭he Threat to the United States from the Islamic State鈥檚 Virtual Entrepreneurs,鈥 CTC Sentinel 10, no. 3 (March 2017),
- John P. Carlin and Garrett M. Graff, Dawn of the Code War: America鈥檚 Battle against Russia, China, and the Rising Global Cyber Threat, First edition (New York: PublicAffairs, 2018).
- Carlin and Graff.
- Adam Goldman and Eric Schmitt, 鈥淥ne by One, ISIS Social Media Experts Are Killed as Result of F.B.I. Program,鈥 New York Times, November 24, 2016, ; Carlin and Graff, Dawn of the Code War.
- Meleagrou-Hitchens and Hughes, 鈥淭he Threat to the United States from the Islamic State鈥檚 Virtual Entrepreneurs.鈥
- John Mueller, 鈥淭he Cybercoaching of Terrorists: Cause for Alarm?,鈥 CTC Sentinel 10, no. 9 (October 2017),
- Mueller.
- For arguments in favor of targeting ISIS's safe haven in Syria and Iraq on the basis of preventing the development of greater cell infrastructure in the United States (and west more broadly) and destroying the centralized virtual plotter apparatus see: Carlin and Graff, Dawn of the Code War; Frederick W. Kagan et al., 鈥淎l Qaeda and ISIS: Existential Threats to the U.S. and Europe鈥 (Institute for the Study of War, January 2016),
- The third foreign terrorist organization directed attack was the 2010 attack by Faisal Shahzad in which he left a car bomb in Times Square that failed to detonate.
- 鈥淯K US Airline Plot Fast Facts,鈥 CNN, September 5, 2018, ; 鈥淣ational Strategy for Aviation Security of the United States of America鈥 (The White House, December 2018),
- Lizzie Dearden, 鈥淚sis Plane Attack: Egypt Admits 鈥榯errorists鈥 Downed Russian Metrojet Flight from Sharm El-Sheikh for First Time,鈥 The Independent, February 24, 2016,
- 鈥淣ational Strategy for Aviation Security of the United States of America.鈥
- 鈥淎ustralian Guilty of Plane Bomb Plot Involving Meat Grinder,鈥 BBC, May 1, 2019,
- Paul Cruickshank, 鈥淔oxhole: Nicholas Rasmussen, Former Director, National Counterterrorism Center,鈥 CTC Sentinel 11, no. 1 (January 2018),
- Ron Nixon, Adam Goldman, and Eric Schmitt, 鈥淒evices Banned on Flights From 10 Countries Over ISIS Fears,鈥 New York Times, March 21, 2017,
- Zachary Roth and Jane C. Timm, 鈥淎dmin: Strikes on Khorasan Group Aimed to Avert Imminent Threat,鈥 MSNBC, September 23, 2014, ; Matt Spetalnick, 鈥淪hadowy Al Qaeda Cell, Hit by U.S. in Syria, Seen as 鈥榠mminent鈥 Threat,鈥 Reuters, September 23, 2014,
- Spencer Ackerman, 鈥淯S Officials Unclear on Threat Posed by Obscure Al-Qaida Cell in Syria,鈥 Guardian, September 25, 2014, ; Glenn Greenwald and Murtaza Hussain, 鈥淭he Fake Terror Threat Used to Justify Bombing Syria,鈥 The Intercept, September 28, 2014,
- For example, while Ambassador to the United Nations Samantha Power鈥檚 letter justifying the U.S. military action generally relied upon regional security rationales and the threat to Iraq posed by ISIS (combined with Iraq鈥檚 request for support), it referred directly to 鈥渢errorist threats鈥 that those in the Khorasan group 鈥減ose to the United States.鈥 Samantha Power, 鈥淎mbassador Power Letter to the United Nations,鈥 September 23, 2014,
- 鈥淣ational Terrorism Advisory System Bulletin鈥 (NTAS Bulleting [July 18, 2019], July 18, 2019),
- See also: Daveed Gartenstein-Ross et al., 鈥淓volving Terror: The Development of Jihadist Operations Targeting Western Interests in Africa鈥 (Foundation for Defense of Democracies, February 2018),
- 鈥淢ehdi Nemmouche & the Brussels Jewish Museum Attack鈥 (Community Security Trust, April 2019),
- 鈥淏russels Jewish Museum Killings: Suspect 鈥楢dmitted Attack,鈥欌 BBC, June 1, 2014, ; Scott Sayare, 鈥淪uspect Held in Jewish Museum Killings,鈥 New York Times, June 1, 2014,
- Sayare, 鈥淪uspect Held in Jewish Museum Killings鈥; Jean-Charles Brisard and Kevin Jackson, 鈥淭he Islamic State鈥檚 External Operations and the French-Belgian Nexus,鈥 CTC Sentinel 9, no. 11 (December 2016), ; Clapper, Statement for the Record Worldwide Threat Assessment of the US Intelligence Community, 2015, 14.
- 鈥淢ehdi Nemmouche & the Brussels Jewish Museum Attack鈥; Brisard and Jackson, 鈥淭he Islamic State鈥檚 External Operations and the French-Belgian Nexus.鈥
- 鈥淢ehdi Nemmouche & the Brussels Jewish Museum Attack鈥; Brisard and Jackson, 鈥淭he Islamic State鈥檚 External Operations and the French-Belgian Nexus.鈥
- Brisard and Jackson, 鈥淭he Islamic State鈥檚 External Operations and the French-Belgian Nexus.鈥
- Brisard and Jackson.
- Paul Cruickshank, 鈥淩aid on ISIS Suspect in the French Riviera,鈥 CNN, August 28, 2014,
- Cruickshank.
- 鈥淭errorism Situation and Trend Report 2019 (TE-SAT)鈥 (EUROPOL, 2019),
- 鈥淭errorism Situation and Trend Report 2019 (TE-SAT).鈥
- Bergen and Sterman, 鈥淛ihadist Terrorism 17 Years After 9/11.鈥
- Bergen et al., 鈥淭errorism in America After 9/11.鈥
- 鈥淭errorism Situation and Trend Report 2019 (TE-SAT).鈥
- Anthony Faiola, 鈥淔ears of terrorism mount in France,鈥 Washington Post, June 27, 2015,
- Jean-Charles Brisard, 鈥淭he Paris Attacks and the Evolving Islamic State Threat to France,鈥 CTC Sentinel 8, no. 11 (December 2015),
- Brisard and Jackson, 鈥淭he Islamic State鈥檚 External Operations and the French-Belgian Nexus.鈥
- Brisard and Jackson.
- Brisard and Jackson.
- Rukmini Callimachi, 鈥淗ow ISIS Built the Machinery of Terror Under Europe鈥檚 Gaze,鈥 New York Times, March 29, 2016,
Fueling Endless War: The Consequences of Preventive War Logic
The adoption of preventive war logic to frame the counter-ISIS war has fueled America鈥檚 endless wars. Today, the United States finds itself increasingly committed to a long-term presence not just in Iraq but also Syria. Meanwhile the terrorist threat remains resilient. The war has also introduced new risks. The preventive war logic has compounded and contributed to these dangers.
The Endlessness of the Counter-ISIS War
Today, the United States continues to have at least hundreds of troops operating in Syria and perhaps more鈥攈aving had 2,000 troops as late as early 2019.1 In October 2019, the Trump administration withdrew American forces from parts of northeastern Syria. Despite 国产视频 unplanned withdrawal, the United States appears far from ending its counterterrorism war in Syria.
In an October 14 statement, Trump framed the withdrawal as a redeployment in which 鈥淯nited States troops coming out of Syria will now redeploy and remain in the region to monitor the situation and prevent a repeat of 2014, when the neglected threat of ISIS raged across Syria and Iraq.鈥2 The statement confirmed 国产视频 intent to initiate a preventive snapback of U.S. force if ISIS were to grow in strength.
The Department of Defense reportedly plans to continue airstrikes and surveillance from outside Syria, and some troops may redeploy to Iraq and other neighboring areas, where about 5,000 U.S. forces already operate in a country the United States sought to withdraw from prior to the ISIS war.3 The Iraqi government, however, has voiced opposition to an increased U.S. presence in the country, putting the redeployment part of the plan in doubt.4 The United States also appears likely to maintain about 150 troops within Syria at al-Tanf, justified primarily on the basis of counter-ISIS operations, but also serving objectives related to American competition with Iran and Russia.5 American forces may also stay in eastern Syria.6 President Trump has embraced the mission of protecting oil supplies in Eastern Syria by maintaining and redeploying U.S. troops to the area. The deployment, which officials represent as essentially a way of convincing Trump to allow for the continuation of counterterrorism missions could even result in there being no net decrease in U.S. forces in Syria after the withdrawal from northeastern Syria by some counts.7 The supposed withdrawal has not ended the war, nor has it decreased the troop presence in the region.8
Prior to the withdrawal from northeastern Syria, there was an expectation among many national security professionals that the United States would maintain military forces in Syria for the foreseeable future. An unscientific, informal survey conducted at 国产视频 and Arizona State University鈥檚 Future Security Forum found that fewer than 10 percent of an audience largely made up of national security professionals expected the U.S. to have no troops in Syria and Iraq in 2030, and almost a third expected there to be more than 5,000 troops in the two countries.9 If there are U.S. troops operating in Iraq and Syria in 2030, that would mean four decades spanning at least six administrations of United States military involvement in Iraq, and the addition of more than a decade and a half of war in Syria.10
Despite 国产视频 unplanned withdrawal, the United States appears far from ending its counterterrorism war in Syria.
This expectation does not appear to have diminished substantially. The House of Representatives voted in a bipartisan 354 to 60 majority to express opposition to 国产视频 withdrawal, demonstrating the continued consensus in favor of maintaining a presence.11 Even Republican Senate Majority Leader Mitch McConnell wrote an op-ed criticizing the withdrawal and warning that the United States needed to maintain forces to prevent ISIS attacks on the homeland.12
Meanwhile, the security situation in Syria and Iraq remains tenuous, illustrating the limits of American military power to achieve the United States鈥 political ends. In July 2019, 国产视频 Fellow Nate Rosenblatt and former 国产视频/Arizona State University Senior Fellow David Kilcullen, assessed that the conflict around Raqqa was power-locked, with the U.S. presence suppressing but not eliminating the underlying tensions, and a shift in the conflict could allow ISIS to reemerge.13 According to Rosenblatt, the chaos that followed the American withdrawal from northern Syria, supports that conclusion illustrating that the conflict hadn鈥檛 ended but was merely frozen.14 Rosenblatt notes that 鈥渢he possibilities are now wide-open鈥 for the area around Raqqa, including a potential ISIS resurgence, and that while Russian and Iranian-backed Syrian government forces could conceivably re-lock the conflict by filling in as the dominant power, it would likely come at a high humanitarian cost that could fuel the influence of jihadists.15 Analysts with varying views of the Syrian military and its Russian and Iranian backers warn of the dangers of assuming a Syrian government return to power in areas the regime lost control over can resolve the conflict.16 Turkish-backed forces might also be able to re-lock the conflict, but Turkey appears uninterested in exerting the influence needed to do so as far south as Raqqa and would face challenges if they tried.17
The United Nations Sanctions Monitoring Committee states that ISIS continues to carry out attacks in Iraq.18 In both countries, large numbers of fighters remain either in detention or having escaped, providing a potential for reemergence. The Lead Inspector General for Operation Inherent Resolve鈥檚 report covering April to June 2019, notes, based on open sources, that 鈥淚SIS retains between 14,000 and 18,000 鈥榤embers鈥 in Iraq and Syria, including up to 3,000 foreigners鈥 while also assessing that the group 鈥渕aintains an extensive worldwide social media effort鈥 and was able to establish an increasingly stable 鈥渃ommand and control node and a logistics node鈥 in Iraq.19 General John Allen and Brett McGurk, both former special presidential envoys for the Global Coalition to Defeat ISIS, stated at a September 2019 Brookings Institution event on the counter-ISIS campaign that the campaign cannot be viewed solely in a retrospective manner but is still ongoing.20
Although the death of ISIS leader Abu Bakr al-Baghdadi in a U.S. raid on October 26, 2019 may disrupt the group, it is unlikely to lead to ISIS's defeat.21 Prior targeted killings of terrorist leaders, including prior leaders of ISIS, have not defeated terrorist groups, and ISIS's underlying sources of strength remain.22 The historical lesson of ISIS's reemergence after the surge is that ISIS is quite capable of operating as a terrorist and insurgent entity even under substantial pressure and the loss of leaders, only to reemerge later.23
Because ISIS's threat to the United States was almost if not entirely a result of its power to inspire attacks, the loss of territory has done little to change the situation.
With regards to the United States, the threat level has not changed substantially. Because ISIS's threat to the United States, even at the height of the war, was almost if not entirely a result of its power to inspire attacks, the loss of territory has done little to change the situation fundamentally.24 The same month that ISIS lost its capital city of Raqqa to U.S.-backed Syrian democratic forces, Sayfullo Saipov killed eight people in a truck ramming attack in Manhattan. The same week that CENTCOM congratulated the Syrian Democratic Forces on liberating the last of ISIS's territorial holdings, another vehicular ramming attack was foiled before the alleged perpetrator could find a workable target.25
Preventive War Logic鈥檚 Role in Generating Endless War
The circumstances described above are a predictable result of the embrace of a preventive war logic. That is not to say that the endlessness is not also rooted in the complexity of Middle Eastern conflicts and might have occurred regardless of the rationale the United States embraced. However, the preventive logic contributed to the war鈥檚 endless character while making the United States more vulnerable to its dangers.
Preventive war logic promotes a tendency to replace analysis of the costs and benefits of specific actions with an effort to match one鈥檚 intuitive values. Michael Mazarr diagnoses such a phenomenon as being at the core of the decision to invade Iraq in 2003, arguing that the 9/11 attacks provided a catalyst that shifted U.S. decision-making, which had a preexisting missionary impulse and strategic reasons to consider regime change in Iraq that were constrained by fears of costs, to a form of value-matching where weighing of costs and benefits became less of a focus.26 This shift can generate an American foreign policy that underestimates the limits of its military power to achieve political goals.
A particularly powerful trigger of this kind of shift in reasoning is the existence of a 鈥渄eep uncertainty鈥 that drives a search for justifications that cut through the complexity of weighing costs and benefits of specific actions.27 Such uncertainty is not exclusive to wars where preventive logic plays an important role, but the character of preventive war exacerbates this dynamic. As the scholar Colin Gray writes, 鈥淐ontingency, personality, surprise, and general uncertainty render strategic futurology a profoundly unscientific enterprise. And the more distant the menace in time, the greater the risk of misestimation. This is not utterly to condemn preventive war as a strategic concept; that would be foolish. But it is to suggest in the strongest possible terms that, as an accepted policy option, it is fraught with an awesome possibility of error.鈥28
As noted earlier, detailed senior-level deliberations continued throughout the campaign. However, there is some evidence of a shift towards an identity-based framing surrounding the justification of the September 10 escalation. Present-day calls to maintain a military presence鈥攚hen the initial decision to engage in a military campaign did not see a far-greater ISIS presence as necessarily cause for intervention鈥攑rovides further evidence that decision-making shifted into an identity- and values-based framework rather than maintaining a cost-benefit analysis. It is of course possible this change simply represents a determination that the Obama administration鈥檚 initial assessment was wrong.29 Even so, policymakers need to be wary about shifting towards a mission of destroying ISIS's challenge to American values鈥攔ather than more limited missions to protect specific interests weighed against the cost of such missions鈥攚hen hundreds of thousands of U.S. troops could not accomplish that task when the group was far weaker.
A related problem that emerges with preventive war logic is an over-focus on reducing a rival鈥檚 capabilities while worsening the overall security situation, what some have termed the 鈥減reventive war paradox.鈥 According to Scott Silverstone, 鈥淭he problem with the logic of preventative war begins with a truncated understanding of what determines threat. Its central logic fixates on the relationship between power and political order, treating this relationship as though there is a straight line linking an increase in power to an increase in security.鈥30 As a result, the logic tends to focus on preventing the growth of capability while neglecting that the success of a war is judged by its political outcome.
Preventive war in turn is 鈥減articularly susceptible鈥 to generating future threats by triggering a 鈥渟ecurity paradox鈥 in which it undermines the desired political order specifically because, as Silverstone puts it, 鈥減reventative war has long been classified in political, legal, and moral terms as an act of aggression itself.鈥31 As a result, preventive war can often succeed in immediate tactical victories while eventually resulting in a less secure situation overall. Moreover, unless the target of military action is completely annihilated, it will likely continue to wage war, often with greater effort than before.32
In the case of the counter-ISIS campaign, there is already precedent cautioning that the United States is unable to annihilate ISIS. As former 国产视频 Fellow Brian Fishman writes in his well-researched book on ISIS: 鈥淎fter the success of the Awakening and the Surge, American commanders and policymakers celebrated the ISI鈥檚 [a name used by the group prior to its move into Syria 鈥 Islamic State of Iraq] inability to control territory. This was undoubtedly a triumph, but largely overlooked in that victory was the group鈥檚 continued existence as a distinct, and very powerful, terrorist organization.鈥33 ISIS continued to carry out major terrorist attacks even at the height of the surge.34 In addition, the political conflicts that underlay the conflict continued even during the surge.35 If more than 150,000 American troops could not annihilate ISIS's precursor, there is little reason to believe the much smaller number can annihilate ISIS today.36 Indeed, one analysis suggests that ISIS's capabilities are far greater today than its predecessor鈥檚 capabilities in the period before ISIS burst onto the global scene.37
Preventive war logic promotes a tendency to replace analysis of the costs and benefits of specific actions with an effort to match one鈥檚 intuitive values.
This inability to annihilate a terrorist enemy has also been demonstrated by America鈥檚 broader counterterrorism situation. Despite 18 years of war, al Qaeda remains resilient, with affiliates across the Middle East; and jihadism as a movement also remains resilient, feeding off of the region鈥檚 political and economic conditions.38 Nicholas Rasmussen has cautioned against the use of words like 鈥渄efeat鈥 and 鈥渄estroy,鈥 the very register that emerged with the adoption of a preventive war logic and the broadening of the counter-ISIS campaign. He called them 鈥渧ery ambitious objectives that, even if we were maximally resourced, even if everything broke our way in the international environment, even if every positive projection of the international environment you could develop came true, we still would have struggled to meet those objectives on the kind of timeline we were setting for ourselves.鈥39 Instead, Rasmussen emphasizes the importance of words like 鈥渃ope,鈥 鈥渕anage,鈥 and 鈥渞esilience.鈥40
The inability to annihilate ISIS, and the related need for resilience and management, makes the political conditions that are often obscured by preventive war logic the only effective basis for a strategy. As Fishman writes, 鈥淭he Islamic State will not achieve a 鈥榝inal victory,鈥 so the United States should focus on building a positive vision of its own鈥攁nd encouraging stakeholders to get on board.鈥41 The great danger of the preventive war paradox is that in pursuing the military destruction of ISIS's capabilities, the United States will undermine or simply fail to address the development of such a broader regional political solution. Fishman correctly warns, 鈥渢he Islamic State can be suppressed by a fractured coalition, but it will not be defeated by one. That is why the current fight against the Islamic State is not a recipe for victory; it is a recipe for perpetual, low-level war.鈥42
For some strategic theorists, perpetual low-level war may not be a bad thing. For example, many Israeli strategists have embraced a strategy of 鈥渕owing the grass鈥 in which military force is repeatedly used鈥攏ot with the intent of achieving victory but rather of suppressing a threat perceived to be more or less inevitable in the medium-term to manageable levels.43 There may be some lessons from this tradition, but the endless war footing it embraces poses significant questions of morality and societal impact. Moreover, even in the Israeli case, the concept of mowing the grass overestimates the sustainability of such a strategy due to the role of public opinion as well as due to the ability of rivals to adapt and utilize new technologies.44 While the costs to Americans may have been relatively low so far, the counter-ISIS war was not a low-cost, easily repeatable campaign for the partners the United States relied upon. In addition, adopting 鈥渕owing the grass鈥 as a counterterrorism strategy will continually be susceptible to the tendency of interventions based on limited regional security rationales to generate the snapback not just of war, but of more radical preventive war logics.
Even a prediction of perpetual low-level war is optimistic; the dangers sown by the preventive war paradox in the wake of the counter-ISIS campaign are not restricted to matters of counterterrorism. The United States is increasingly finding itself embroiled in larger geopolitical contests. Russia and Syria have called the U.S. presence in Syria 鈥渋llegal鈥 and called for its removal, suggesting they don鈥檛 find the justifications undergirding the U.S. presence to fight ISIS sufficiently credible to overcome their strategic interests in opposing a U.S. presence in the country.45 The United States already finds its forces coming into conflict with Russian proxy forces in Syria.46 There have also been clashes with pro-Iranian forces in Iraq.47 Commenting from outside government, Brett McGurk, who previously led the coalition, warned that the United States鈥 objectives in Syria expanded under the Trump administration to include pushing Iran out of Syria and achieving change in the way the Assad regime governed Syria.48 Nor is the danger only a matter of Iranian-supported groups, tensions in Iraq are also driven by local dynamics and opposition to foreign presence, and American actions to try and deter Iran or others poses potential to trigger security dilemmas and escalation.49
The recent withdrawal from northern Syria will not end the risk of U.S. forces grinding against other powers鈥 forces. The potential continuation of airstrikes and efforts from outside Syria as well as the continued presence at al-Tanf and in eastern Syria mean the United States will still be interacting with Russia and Iran in Syria.50 In addition, tensions will continue in Iraq.
A third problem that emerges with the adoption of preventive war logic is that even if decision makers avoid the pitfalls of the logic in Syria and Iraq, the precedent can overstretch American power. The expansion of the range of threats that the United States will respond to include threats that are not imminent increases the costs imposed upon the military to respond to these multiplying threats. The scholar Jack Snyder made such a criticism of the Bush administration鈥檚 logic of preventive war during the 2003 invasion of Iraq by drawing upon the history of imperial policing. He wrote, 鈥淭ypically, the preventive use of force proved counterproductive for imperial security because it often sparked endless brushfire wars at the edges of the empire, internal rebellions, and opposition from powers not yet conquered or subdued. Historically the preventive pacification of one turbulent frontier of empire has usually led to the creation of another one adjacent to the first.鈥51 President Obama himself expressed similar concerns.52
With ISIS affiliates of various strength still operating in other parts of the world, the question of why Syria and Iraq required military action but other affiliates don鈥檛 looms large. These affiliates present a range of potential sites of escalation stretching from Central Africa and North Africa through the heart of the Middle East into Central, South, and Southeast Asia. Jihadist groups have adopted strategies specifically aimed at overstretching U.S. power, and when the United States expands the battlefield with little connection to imminent and specific threats, it tends to benefit this jihadist strategy.53
Preventive logic increases the costs imposed upon the military to respond to multiplying threats.
The False Promise of Limiting Preventive War to Counterterrorism
One of the primary justifications for preventive war when it comes to terrorist groups generally鈥攁nd with regards to ISIS specifically鈥攊s that their intent to conduct external attacks is clearer than is the case with states that are part of the international system. 54 This clarity can mitigate some of the dangers of preventive war logic. However, the assumption that this clarity of intent sufficiently mitigates the dangers of preventive war logic is a false promise.
The Obama administration and others were not wrong to identify ISIS as having maximal objectives. There were clear signs of ISIS's intent to carry out substantial violence beyond Syria and Iraq at the time of the initiation of strikes. One of the most significant of such signs was the declaration of the Caliphate itself, at least in propaganda terms, signaling a global vision and a more aggressive and immediate goal of bringing it into being than had been previously advocated by al Qaeda.55 The vision of the caliphate and the religious justifications ISIS adopted are pretty much impossible to assimilate into the accepted international order.56
The group鈥檚 foreign fighter recruitment in 2013 and 2014 already suggested that the group would contain motivations connected to conflicts far outside of Syria and Iraq.57 European foreign fighters were already engaged in attack plotting by summer 2014.58 Libyan fighters who were part of the so-called Battar Brigade, largely made up of residents of Derna, began to return to Libya, helping set up ISIS structures there in Spring 2014.59
Yet, increased clarity of intent does not eliminate the problems of adopting preventive war logic with regards to counterterrorism. Intent is never entirely clear and tends to exist on a spectrum. This was made clear by then Director of National Intelligence James Clapper鈥檚 presentation of the 2015 Worldwide Threat Assessment, in which he stated, 鈥淚f ISIL were to substantially increase the priority it places on attacking the West rather than fighting to maintain and expand territorial control, then the group鈥檚 access to radicalized Westerners who have fought in Syria and Iraq would provide a pool of operatives who potentially have access to the United States and other Western countries.鈥60 Far from being absolute, the extent of ISIS's intent was a matter of debate and varied across the organization in 2014, with ISIS being made up of multiple sub-groups, some of which had clear intent to conduct external attacks and others of which seemed more locally focused.61
There are also confounding variables. The decision to initiate military action against ISIS may have played a role in shaping ISIS's decision to engage in external attacks and the willingness of some fighters and others to cooperate and support that strategy. Data on attack plots in Europe suggests that state participation in wars in the Muslim world partially explains the pattern of jihadist attacks in Europe.62 This is not the only driver of attacks, with networks and entrepreneurs playing a larger role, but it does show that, even with jihadist terrorists, it is dangerous to presume that intent is so clear and that preventive war cannot shape intent.63 Many commentators noted the potential for military action to further ISIS's propaganda and encourage more attacks.64
Caution is required in assessing the intent of terrorist groups as numerous psychological biases encourage overestimation of terrorist intent and threat. People tend to view terrorists as having grandiose intents and being unwilling to compromise even when terrorists may have more limited goals because they infer inflexible terrorist objectives from the willingness to target civilians or commit atrocities.65 This is a particularly dangerous dynamic in connection with preventive war logic due to the tendency to replace cost-benefit thinking with value matching to reduce the uncertainty of projecting future threats that are not imminent.66
Even if the United States correctly judged the level and movement of intent in the ISIS case as having justified preventive war, other problems with preventive logic鈥攚hether the reaction of other parties or the danger of overstretch鈥攑ersist because they do not derive from lack of certainty regarding intent as does the danger of creating a precedent.
Citations
- Michael Crowley, 鈥溾楰eep the Oil鈥: Trump Revives Charged Slogan for New Syria Troop Mission,鈥 New York Times, October 26, 2019, ; Dion Nissenbaum and Nancy Youssef, 鈥淯.S. Military Now Preparing to Leave as Many as 1,000 Troops in Syria,鈥 Wall Street Journal, March 17, 2019, ; Eric Schmitt, 鈥淯.S. Troops Leaving Syria, but Some May Stay Longer Than Expected,鈥 New York Times, March 29, 2019,
- 鈥淪tatement from President Donald J. Trump Regarding Turkey鈥檚 Actions in Northeast Syria,鈥 The White House, October 14, 2019,
- Missy Ryan, 鈥淎mid a Hasty Withdrawal, Pentagon Scrambles to Revise Campaign against Islamic State,鈥 Washington Post, October 17, 2019,
- Lolita C. Baldor and Qassim Abdul-Zahra, 鈥淚raq Official: US Troops from Syria to Leave Iraq in 4 Weeks,鈥 AP, October 23, 2019,
- Thomas Gibbons-Neff and Eric Schmitt, 鈥淗ow the U.S. Military Will Carry Out a Hasty, Risky Withdrawal From Syria,鈥 New York Times, October 16, 2019,
- Eric Schmitt and Maggie Haberman, 鈥淭rump Said to Favor Leaving a Few Hundred Troops in Eastern Syria,鈥 New York Times, October 20, 2019,
- Karen DeYoung et al., 鈥淭rump Decided to Leave Troops in Syria after Conversations about Oil, Officials Say,鈥 Washington Post, October 25, 2019,
- Trita Parsi and Stephen Wertheim, 鈥淎merica鈥檚 Syria Debacle Is Not 国产视频 Alone,鈥 Foreign Policy, October 18, 2019,
- David Sterman, 鈥淭he Success and Foreboding of American Counterterrorism,鈥 New America Weekly, May 9, 2019, source
- Ibid.
- Catie Edmondson, 鈥淚n Bipartisan Rebuke, House Majority Condemns Trump for Syria Withdrawal,鈥 New York Times, October 16, 2019,
- Mitch McConnell, 鈥淢itch McConnell: Withdrawing from Syria Is a Grave Mistake,鈥 Washington Post, October 18, 2019,
- Nate Rosenblatt and David Kilcullen, 鈥淗ow Raqqa Became the Capital of ISIS: A Proxy Warfare Case Study鈥 (国产视频, July 25, 2019), source
- Author鈥檚 Interview with Nate Rosenblatt, October 21, 2019.
- Ibid.
- For discussion of the dangers of presuming the Syrian government will be able to establish control from analysts with widely varying assessments of the Syrian government, Russia, and Iran鈥檚 role in the war see: Charles Lister, 鈥淎ssad Hasn鈥檛 Won Anything,鈥 Foreign Policy, July 11, 2019, ; Nir Rosen, 鈥淣ir Rosen: The War in Syria Is Not Over,鈥 Valdai Discussion Club, February 20, 2019, ; Nour Samaha, 鈥淐an Assad Win the Peace鈥 (European Council on Foreign Relations, May 2019), ; Michael Eisenstadt, 鈥淗as the Assad Regime 鈥榃on鈥 Syria鈥檚 Civil War,鈥 The American Interest, May 15, 2018,
- Author鈥檚 Interview with Nate Rosenblatt.
- 鈥淭wenty-Third Report of the Analytical Support and Sanctions Monitoring Team Submitted Pursuant to Resolution 2368 (2017) Concerning ISIL (Da鈥檈sh), Al-Qaida and Associated Individuals and Entities鈥 (United Nations Analytical Support and Sanctions Monitoring Team, January 15, 2019),
- 鈥淥peration Inherent Resolve Lead Inspector General Report to the United States Congress April 1, 2019- June 30, 2019鈥 (U.S. Department of Defense, August 6, 2019),
- 鈥淭he Counter-ISIS Coalition: Diplomacy and Security in Action.鈥
- Liz Sly, 鈥淏aghdadi鈥檚 Death a Turning Point for Islamic State,鈥 Washington Post, October 27, 2019,
- Spencer Ackerman, 鈥淏aghdadi Is Dead. The War on Terror Will Create Another.,鈥 Daily Beast, October 28, 2019,
- Brian Fishman, 鈥淩edefining the Islamic State鈥 (国产视频, August 18, 2011), source; Brian Fishman, The Master Plan: ISIS, Al Qaeda, and the Jihadi Strategy for Final Victory (New Haven: Yale University Press, 2016); Daniel Milton and Muhammad al-鈥橴baydi, 鈥淭he Fight Goes On: The Islamic State鈥檚 Continuing Military Efforts in Liberated Cities鈥 (West Point: Combating Terrorism Center, June 2017), ; Nada Bakos, The Targeter: My Life in the CIA, on the Hunt of the Godfather of Isis (New York, NY: Little, Brown and Co, 2017).
- David Sterman, 鈥淲hy Terrorist Threats Will Survive ISIS Defeats,鈥 CNN, October 23, 2017,
- Heather Murphy, 鈥淢aryland Man Planned to Run Down Pedestrians at National Harbor, U.S. Says,鈥 New York Times, April 8, 2019, ; Bergen, Sterman, and Salyk-Virk, 鈥淭errorism in America 18 Years After 9/11.鈥
- Mazarr, Leap of Faith.
- Mazarr, 118鈥19.
- Gray, 鈥淭he Implications of Preemptive and Preventative War Doctrines: A Reconsideration,鈥 14.
- There are many critics who view the decision to withdraw in the first place as an error or who view ISIS's rise as cause for a repudiation of the broader American counterterrorism strategy at the time. See for example: James N Mattis and Francis J West, Call Sign Chaos: Learning to Lead, 2019, 206鈥8; Kilcullen, Blood Year.
- Silverstone, From Hitler鈥檚 Germany to Saddam鈥檚 Iraq, 77.
- Silverstone, 80鈥91.
- An example of this dynamic is the Israeli preventive strike on Iraq鈥檚 Osiraq reactor, which new evidence that emerged in the wake of the 2003 invasion of Iraq suggests actually escalated the Iraqi nuclear effort. Silverstone, 80, 91.
- Fishman, The Master Plan, 252.
- Fishman, 鈥淩edefining the Islamic State.鈥
- Peter Beinart, 鈥淭he Surge Fallacy,鈥 The Atlantic, September 2015,
- Brian Fishman, 鈥淏e Honest: ISIS Fight Will Be a Long One,鈥 CNN, May 23, 2015,
- Jennifer Cafarella, Brandon Wallace, and Jason Zhou, 鈥淚SIS's Second Comeback: Assessing the Next ISIS Insurgency鈥 (Institute for the Study of War, July 23, 2019),
- Bergen, Sterman, and Salyk-Virk, 鈥淭errorism in America 18 Years After 9/11.鈥
- Sterman, 鈥淭he Success and Foreboding of American Counterterrorism.鈥
- Sterman.
- Fishman, The Master Plan, 253.
- Fishman, 254.
- Efraim Inbar and Eitan Shamir, 鈥溾楳owing the Grass鈥: Israel鈥檚 Strategy for Protracted Intractable Conflict,鈥 Journal of Strategic Studies 37, no. 1 (January 2, 2014): 65鈥90,
- T.X. Hammes, 鈥淚srael and the Demise of 鈥楳owing the Grass,鈥欌 War on the Rocks, August 19, 2014,
- 鈥淩ussia and Syria Tell U.S. Forces to Leave Syria: Joint Statement,鈥 Reuters, February 27, 2019,
- Author鈥檚 Interview with Candace Rondeaux, Senior Fellow 国产视频/ASU Center on the Future of War, September 4, 2019; Candace Rondeaux, 鈥淒ecoding the Wagner Group: Analyzing the Role of Private Military Security Contractors in Russian Proxy Warfare鈥 (国产视频, November 7, 2019), source; Thomas Gibbons-Neff, 鈥淗ow a 4-Hour Battle Between Russian Mercenaries and U.S. Commandos Unfolded in Syria,鈥 New York Times, May 24, 2018,
- Colin Kahl, 鈥淭his Is How Easily the U.S. and Iran Could Blunder into War,鈥 Washington Post, May 23, 2019, Also see discussion of tensions with Iran and the counter-ISIS campaign in: 鈥淥peration Inherent Resolve Lead Inspector General Report to the United States Congress April 1, 2019- June 30, 2019.
- 鈥淭he Counter-ISIS Coalition: Diplomacy and Security in Action.鈥
- Douglas Ollivant and Erica Gaston, 鈥淭he Problem with the Narrative of 鈥楶roxy War鈥 in Iraq,鈥 War on the Rocks, May 31, 2019,
- Matthew Petti, 鈥淚s Trump Really Pulling Out of Syria?,鈥 The National Interest, October 16, 2019,
- Jack Snyder, 鈥淚mperial Temptations,鈥 The National Interest, Spring 2003,
- 鈥淩emarks by the President at the United States Military Academy Commencement Ceremony.鈥
- Daveed Gartenstein-Ross, Bin Laden鈥檚 Legacy: Why We鈥檙e Still Losing the War on Terror (Hoboken, N.J.: Wiley, 2011); David Kilcullen, The Accidental Guerrilla: Fighting Small Wars in the Midst of a Big One (Oxford: Oxford Univ. Press, 2011).
- For an example of an argument distinguishing terrorist groups as legitimate targets of preventive war compared to preventive wars of regime change as a way of dismissing cautions rooted in the catastrophic 2003 invasion of Iraq see: Ivo H. Daalder and James B. Steinberg, 鈥淧reventative War, A Useful Tool,鈥 Brookings Institution, December 4, 2005, ; Max Boot, 鈥淐alculating the Risk of Preventive War,鈥 Hoover Institution, August 29, 2017,
- For one look at the differences in ISIS and al Qaeda鈥檚 ideology and strategy see: Daveed Gartenstein-Ross et al., 鈥淚slamic State vs. Al Qaeda: Strategic Dimensions of a Patricidal Conflict鈥 (国产视频, December 2015),
- Graeme Wood, 鈥淲hat ISIS Really Wants,鈥 The Atlantic, March 2015,
- David Sterman and Nate Rosenblatt, 鈥淎ll Jihad Is Local: Volume II ISIS in North Africa and the Arabian Peninsula鈥 (国产视频, April 5, 2018), source; Author鈥檚 Interview with Max Abrahms.
- Brisard and Jackson, 鈥淭he Islamic State鈥檚 External Operations and the French-Belgian Nexus.鈥
- Frederic Wehrey and Ala鈥 Alrababa鈥檋, 鈥淩ising Out of Chaos: The Islamic State in Libya,鈥 Carnegie Middle East Center, March 5, 2015,
- Clapper, Statement for the Record Worldwide Threat Assessment of the US Intelligence Community, 2015.
- Brian Fishman, 鈥淭he Islamic State: A Persistent Threat,鈥 搂 House Armed Services Committee (2014),
- Petter Nesser, 鈥淢ilitary Interventions, Jihadi Networks, and Terrorist Entrepreneurs: How the Islamic State Terror Wave Rose So High in Europe,鈥 CTC Sentinel 12, no. 3 (March 2019), ; Petter Nesser, Islamist Terrorism in Europe: A History (Oxford ; New York: Oxford University Press, 2015).
- Nesser, 鈥淢ilitary Interventions, Jihadi Networks, and Terrorist Entrepreneurs: How the Islamic State Terror Wave Rose So High in Europe.鈥
- See for example: Wood, 鈥淲hat ISIS Really Wants.鈥
- Author Interview with Max Abrahms, July 23, 2019.
- Mazarr, Leap of Faith; Gray, 鈥淭he Implications of Preemptive and Preventative War Doctrines: A Reconsideration.鈥
Conclusion
Over the summer of 2014, the Obama administration returned the United States to war in Iraq, then extending the war into Syria. The decision, justified in part on preventive war logic, has helped fuel America鈥檚 endless wars. Yet there is a strong case that the war on ISIS was justified. The war liberated almost 8 million people from a brutal terrorist regime that, among other atrocities, instituted slavery and committed genocide.1 ISIS had also demonstrated a capability to direct attacks in Europe that it incontrovertibly manifested with attacks in Paris in 2015 and in Brussels in 2016. The war likely diminished ISIS's capability to conduct such attacks.
Even restraint-oriented realist critics of the counter-ISIS war view it today as success, albeit grudgingly and while noting that it is a limited one.2 Others have celebrated the campaign more explicitly, calling it a 鈥渕ission that succeeded with a light footprint and relatively low costs.鈥3 Such a conclusion should not be dismissed, and ISIS's demise is certainly, as the realist scholar Stephen Walt puts it, 鈥渨elcome news.鈥4
Yet the rhetoric of success is reliant on an error of analysis. It separates the counter-ISIS war from the multi-decade history of American warfare in Iraq. It also calculates the cost of the war while the war remains ongoing. The costs look very different if the counter-ISIS war is seen as simply the latest phase of a longer war in Iraq. The costs will also look very different if the United States finds itself continuing to fight in Syria and Iraq, with its forces grinding against other major powers鈥 forces, let alone if that grinding escalates to a larger war.
Rhetoric of success also focuses on some war aims鈥攎ost notably those tied to regional security rationales鈥攚hile obscuring evaluation of the preventive war logic鈥檚 justification and its lack of support. It is possible for certain justifications for war to be reasonable and successfully implemented while others are not supportable. For this reason, it is essential to look at preventive war logic, and other rationales, on their own merits and not allow analysis to shift between objectives when analyzing success.5 Even if the United States determines that war was and is necessary for regional security interests, publicly framing it as a strategy to prevent future attacks is counterproductive as it discourages strategic thinking about tradeoffs, raises questions about the commitment of the United States to the effort, and raises the prospect of sudden, unplanned withdrawals if policymakers lose trust in military and other security leaders pitching one objective and strategy while pursuing another.6 国产视频 unplanned withdrawal from northeastern Syria starkly illustrates what can happen when the president and public lose that trust.
Some politicians have embraced criticisms of the war in Syria or at least its continuation. It has become popular among politicians across the political spectrum to call for an end to endless war. President Trump even framed his withdrawal from northeastern Syria in terms of ending endless war. The greater awareness of the costs and risks of endless war should be celebrated. Yet, those who seek to end America鈥檚 endless wars will need to do more. Consistently, candidates maintain a commitment (not wrongly) to their willingness to use military force for some counterterrorism ends or simply describe endless wars in ways that focus on particular conflicts and tactics, like the presence of ground forces in Afghanistan.7 The counter-ISIS war shows how even limited uses of military force can generate a reemergence of preventive war logic. As long as the United States maintains interests in regions with resilient jihadist terrorist insurgencies, it will be at risk of snapback, where those interests act like a rubber band. You can stretch the American military posture back, but if it is still tied to the region, there are powerful psychological and material factors that can pull the United States quickly back into war鈥攅ven with a restraint-oriented president.
国产视频 withdrawal from northeastern Syria has not eliminated the endless character of the war on ISIS. Instead, it is both the product of and helps to create conditions for the snapback of American military power. The American military continues to operate in parts of Syria as well as in Iraq. The administration has explicitly commitment to monitoring the situation for possible re-intervention.
The counter-ISIS war initiated on limited grounds is far from ending, instead settling into calls for a quasi-permanent presence to suppress ISIS, now that it is clear that the United States cannot annihilate the group. In the counter-ISIS campaign, the regional security rationale helped generate the broader preventive war logic. Meanwhile, calls for an American commitment to repeatedly police security in the Middle East themselves contribute to endless war.8
Successfully ending America鈥檚 endless wars will require more than a call for withdrawal. Instead, a call for the end of America鈥檚 ongoing wars must be combined with substantial policy efforts to change America鈥檚 vision of its role in the world.9 It will also require efforts to change the conditions on the grounds that give rise to effective and sustainable jihadist insurgency as well as the development and strengthening of non-military responses that can protect American interests. There is much ground for counterterrorism policy development and debate that does not foreground war as the primary response to resilient jihadist insurgencies. Such opportunities for policy development range from strengthening laws to prevent foreign fighter flows and efforts to counter jihadist organizing online to economic development and promotion of better governance in areas from which ISIS recruits to reforms to American bureaucracies tasked with bringing hostages home from conflict zones.10 In the meantime, policymakers should reexamine the preventive war logic basis for the war on ISIS and begin the work of reinstituting publicly accountable and transparent limits on when and how the United States will wage counterterrorism warfare.11
Citations
- 鈥淐oalition, Partner Forces Liberate Last Territory Held by Daesh.鈥
- See for example: Stephen M. Walt, 鈥淲hat the End of ISIS Means,鈥 Foreign Policy, October 23, 2017,
- Editorial Board, 鈥淲hat the U.S. Can Learn from the Fight against the Islamic State,鈥 Washington Post, March 25, 2019,
- Walt, 鈥淲hat the End of ISIS Means.鈥
- For discussion of the dangers of not analyzing specific objectives both in terms of unintentional strategic errors and intentional manipulation see: Brian Fishman, 鈥淒on鈥檛 BS the American People 国产视频 Iraq, Syria, and ISIL,鈥 War on the Rocks, August 20, 2014, ; Radha Iyengar and Brian Fishman, 鈥淭he Conflict in Syria: An Assessment of US Strategic Interests鈥 (国产视频, March 2013), ; Chaim Kaufmann, 鈥淭hreat Inflation and the Failure of the Marketplace of Ideas,鈥 International Security 29, no. 1 (Summer 2004),
- Aaron Stein, 鈥淎merica鈥檚 Almost Withdrawal From Syria,鈥 War on the Rocks, January 29, 2019, ; Aaron Stein, 鈥淭he 鈥楢dults in the Room鈥 Need to Take Trump Seriously on Syria,鈥 War on the Rocks, April 10, 2018,
- David Sterman, 鈥淐an the Next President Dismantle an Inherited Drone War,鈥 Fellow Travelers, April 4, 2019, ; Stephanie Savell, 鈥淥pinion: Democratic Candidates Are Ignoring the 'Endless War鈥 Beyond Afghanistan,鈥 Military Times, August 11, 2019,
- 鈥湽悠 100 Years鈥 — Christopher Hitchens in 1991 on How Long U.S. War With Iraq Will Last (CSPAN Live, 1991),
- On the vast difference between withdrawal in the name of ending endless war and this kind of change in the vision of America鈥檚 role see: Stephen Wertheim, 鈥淭he Only Way to End 鈥楨ndless War,鈥欌 New York Times, September 14, 2019,
- For discussion of some of these issues see: Ryan Greer, 鈥淭he Evolving Landscape of Counterterrorism,鈥 国产视频 Weekly, September 21, 2017, source; Sterman and Rosenblatt, 鈥淎ll Jihad Is Local: Volume II ISIS in North Africa and the Arabian Peninsula鈥; Cynthia Loertscher, 鈥淏ringing Americans Home: The First Non-Governmental Assessment of U.S. Hostage Policy and Family Engagement鈥 (国产视频 / James W. Foley Legacy Foundation, June 24, 2019), source; Christopher Mellon, Peter Bergen, and David Sterman, 鈥淭o Pay Ransom or Not to Pay Ransom?鈥 (国产视频, January 8, 2017), source
- See, for examples of such policies: David Sterman, 鈥淔our Policies Candidates Can Embrace Today on America鈥檚 Counterterrorism Wars,鈥 (国产视频, June 25, 2019), source
Appendix
The 28 鈥渙fficial presidential statements鈥 examined in this report are listed below divided by the phase of the decision-making process in which they were made.
Pre-War Phase
There were no official statements during this phase.
Recognition of Crisis Phase
- 鈥,鈥 June 13, 2014.
- 鈥,鈥 June 19, 2014.
- 鈥,鈥 June 26, 2014.
Limited War Phase
- 鈥,鈥 August 7, 2014.
- 鈥,鈥 August 8, 2014.
- 鈥,鈥 August 9, 2014.
- 鈥,鈥 August 9, 2014.
- 鈥,鈥 August 9, 2014.
- 鈥,鈥 August 11, 2014.
- 鈥,鈥 August 14, 2014.
- 鈥,鈥 August 17, 2014.
- 鈥,鈥 August 20, 2014.
- 鈥,鈥 August 28, 2014.
- 鈥,鈥 September 1, 2014.
- 鈥,鈥 September 5, 2014.
- 鈥,鈥 September 5, 2014.
- 鈥,鈥 September 8, 2014.
Escalation Phase
- 鈥,鈥 September 10, 2014.
- 鈥,鈥 September 13, 2014.
- 鈥,鈥 September 17, 2014.
- 鈥,鈥 September 17, 2014.
- 鈥,鈥 September 18, 2014.
- 鈥,鈥 September 20, 2014.
- 鈥,鈥 September 23, 2014.
- 鈥,鈥 September 23, 2014.
- 鈥,鈥 September 23, 2014.
- 鈥,鈥 September 24, 2014.
- 鈥,鈥 September 24, 2014.