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Political Parties Are Essential Democratic Institutions (Didi Kuo)

Americans are fed up with political parties. In poll after poll, they report trusting any number of institutions鈥攊ncluding business leaders, the police, and journalists鈥攎ore than they trust elected officials or the parties.1 The number of self-proclaimed independents is rising; many of them are turned off by the party system entirely, even if they tend to vote for one of the main parties.2 These trends parallel those in other longstanding democracies. In Western Europe, for example, parties have been losing members, with fewer voters joining parties or participating in party activities. Citizens of Asia, Africa, and Europe feel less trusting of parties today than in previous decades.3

In the United States, as organized advocacy for political reform has grown over the past decade, much of the focus has been on reforms that would circumvent or eliminate the role and influence of the two main parties. These reforms include open or blanket primaries鈥攕uch as those in which the top two, four, or five finishers in the primary move on to the general election鈥攁s well as totally nonpartisan primaries. But weakening the role of parties in politics would diminish the crucial role they play in our democracy, and would likely only serve to make more Americans feel disconnected from politics. This essay provides a brief history of parties and democracy, focusing on the role of parties as sites both of representation and of political participation and deliberation.

Strong parties with roots in society are considered essential to long-term democratic stability and economic growth.4 Historically, ideological debates manifested themselves in the party system, with parties competing by offering distinct policies and visions to voters. The mass party organization鈥攄ensely networked, local, labor-intensive parties that date from the late nineteenth to mid-twentieth century鈥攚as itself embedded in the lives of citizens.

The history of parties is the history of democracy itself鈥攖he history of how representation is built and how it becomes stable and permanent. Because parties emerged with, and in some cases, predated, the extension of suffrage, their histories are inextricably intertwined.5 Parties began as narrow legislative factions in limited democracies of the West. As democracy expanded to include non-property-owning males, parties connected candidates and representatives to voters, on the one hand, and to legislative coalitions on the other.6 As parties became national organizations, the 鈥渕ass鈥 in mass party referred not to the collective masses (i.e., a party that wins decisive majorities) but instead denoted a party with extensive networks within specific segments of society. These parties placed a premium on representational integrity鈥攈ow well they channeled the interests of their base鈥攔ather than on how savvily they conducted campaigns.7

鈥淭he history of parties is the history of democracy itself鈥攖he history of how representation is built and how it becomes stable and permanent.鈥

Over time, parties became responsible for most of the work of democracy: They recruit and field candidates, manage election campaigns, aggregate and mediate competing interests, devise and pass policies, and mobilize the citizenry into politics. But we tend to focus exclusively on the electoral-legislative dimension of parties, both as scholars and as policy reformers. Parties today perform some of their responsibilities effectively. They are ideologically sorted and coherent; they vote together in the legislature; they are incredibly effective at campaigning and winning elections. But historically, parties have faced trade-offs in how they prioritize different tasks鈥攚hether maintaining local party organizations, fostering relationships with civic associations and community groups, selecting good candidates capable of winning elections, or passing policies that might address the needs of voters. Parties cannot do all of these things well, all of the time.

As Joseph Schumpeter famously argued, parties are engaged in a competitive struggle for the people鈥檚 vote. Much of the scholarship on parties therefore focuses on campaigns, elections, and legislative politics. The foremost theory of parties in the study of American politics tells us that parties are not intermediary organizations at all鈥攖hey are merely 鈥済roups of policy demanders.鈥8 This makes parties susceptible to capture by narrowly organized private interests. As a result, they are more likely to be vehicles of political and economic inequality than they are vehicles of mass representation. Today鈥檚 鈥渉ollow parties鈥 are a far cry from the organizational party of the mid-century.9

Attention devoted to the electoral-legislative dimension of parties neglects an equally important dimension: parties as membership and linkage organizations, rooted in society. Parties are critical to democratic stability not because they win elections, but because of their representational integrity鈥攖heir ability to channel voters鈥 interests and translate them into the substance of party competition and policy. As parties have built up their capacities in the electoral arena, they have neglected many of the social ties once considered integral to their work. As Russell Muirhead and Nancy Rosenblum describe it, we now see 鈥渁 failure of the elemental linkage function once attributed to parties…if parties cannot link the groups vying for power in the legislature with groups in the larger society, then legislatures, which are the heart of representative government, lose their connection to popular interests, wants, and passions, and representative government loses something of its legitimacy.鈥10

An alternative approach is to examine the capacity of parties to serve as intermediaries. Parties mediate the relationship between society and government, a responsibility that no other organizations perform. While social movements and issue organizations may represent interests, they do not govern. As the sociologist Stephanie Mudge has written, what matters are the dynamics of party representation, and 鈥渢he key problematic, or concern, of the historical social science of parties, party politics, and party-political institutional order should be representation鈥攁s opposed to policies, votes and elections, demographics, or ideas鈥攁nd within that concern, parties鈥 capacity to mediate.鈥11

Are parties effective intermediaries today? Few citizens feel connected to parties. A 鈥渞elationship鈥 to a party might entail receiving emails soliciting campaign contributions or following candidates on social media. It is not clear to voters or even to aspiring candidates how to access their local party offices, if and when they exist. While parties still claim to represent and speak for the people, they may have no connection to actual people. Instead, the campaign is a branding and advertising exercise. Candidates rely on support not from residents of their districts, but from far-away fans willing to donate money. The parties market their candidates through a vast network of political strategists and consultants.

While parties once reached citizens through membership and local party offices, they now rely on a politics industry鈥攑ollsters, strategists, and increasingly, data scientists鈥攖o target potential voters. As parties became more professional and campaign-oriented, they also became less responsive, shedding the representation and mobilization functions they once performed. Citizens are no longer recruited and socialized into parties through active engagement and community networks. Indeed, parties have outsourced many of their traditional intermediary and mobilization functions to outside groups.12 Advocacy coalitions, non-governmental organizations, lobbying firms, media, and social movements now provide messages and information to voters, rather than parties. As a result, voters are likely to hear about the failures of parties, rather than hear parties defend and justify how political decisions are made. As parties have abdicated their traditional intermediary roles, trust in parties has plummeted and party membership has reached historic lows.

鈥淎s parties became more professional and campaign-oriented, they also became less responsive, shedding the representation and mobilization functions they once performed.鈥

In 1988, Angelo Panebianco described the rise of the 鈥渆lectoral-professional party.鈥13 These parties were oriented toward issues, rather than ideology, and toward leaders, rather than members. These parties were likely to become more dependent on interest groups and single-advocacy groups to do the work of representing citizens and to depend on technicians, rather than party bureaucrats, to formulate policy.

Panebianco鈥檚 description of the electoral-professional party led him to predict the 鈥dissolution of parties as organizations….[They will] be only convenient tags for independent political entrepreneurs.鈥14 Mass media and television made campaigns more candidate-centered, and as a result, parties would increasingly specialize in public relations and advertising. Communications technology also made parties more dependent on pollsters, who could now gauge public opinion in more efficient, supposedly accurate ways.15

A deep suspicion of political parties indicates a broader erosion of faith in liberal democracy. Increasing numbers of voters feel that parties are corrupt and cannot be trusted or that they care only about short-term goals rather than the public good. Many politicians spend their time currying favor with donors, lobbyists, and allies who help them maintain their hold on power.16 There is also ample empirical evidence of a gap in responsiveness. Wealthy voters are more likely to get their preferences implemented into policy, particularly on redistribution and taxation issues.17 Issues of policy responsiveness are not limited to the United States; policies tend to reflect the preferences of high-income voters in Western European countries as well.18

Parties with a traditional working-class base or ties to organized labor鈥攚hich, in the past, have been important channels for recruiting and electing working-class representatives鈥攈ave also become more elite, and not only in the United States. Elected representatives come from highly educated, professional backgrounds, with incomes far above those of their constituents.19 In 1945, 56 percent of representatives in the House and 75 percent of Senators had college degrees, while in 2021, 94 percent of House members and all Senators graduated from college鈥攁nd 66 percent and 75 percent, respectively, have graduate degrees.20 Education is a salient political cleavage, with college-educated voters increasingly more likely to support Democrats than Republicans. While 60 percent of white voters without college degrees voted for Bill Clinton, in 2020, only 27 percent supported Joe Biden.21

The blurring of class distinctions and the emerging educational divide has made both U.S. parties seem captured by the elite and nonresponsive to the working classes. There is a structural imbalance of power at the heart of the wealthy democracies today that seems insurmountable through routine politics alone.22 Further, the anti-democratic ideas and individuals mobilizing on the far-right are attempting hostage takeovers of mainstream center-right parties as well as democratic governments themselves.

鈥淭here is a structural imbalance of power at the heart of the wealthy democracies today that seems insurmountable through routine politics alone.鈥

This simply makes the issue of party reform more urgent, rather than more hopeless. A democracy of the future that is more inclusive, more equitable, and more just will require reasserting and repurposing parties, rather than rejecting or displacing them. As Theda Skocpol has written, 鈥渢here cannot be any going back to the civic world we have lost. But Americans can and should look for ways to recreate the best of our civic past in new forms suited to a renewed democratic future.鈥23

Citations
  1. Lee Rainie, Scott Keeter, and Andrew Perrin, 鈥淭rust and Distrust in America,鈥 Pew Research Center, July 22, 2019, .
  2. Samara Klar and Yanna Krupnikov, Independent Politics: How American Disdain for Parties Leads to Political Inaction (Cambridge: Cambridge University Press, 2016).
  3. The Global State of Democracy 2019: Addressing the Ills, Reviving the Promise (Stockholm: International Institute for Democracy and Electoral Assistance, 2019), .
  4. Steven Levitsky and Daniel Ziblatt, How Democracies Die (New York: Crown Publishers, 2018); Seymour M. Lipset and Stein Rokkan, Party Systems and Voter Alignments: Cross-National Perspectives (New York: Free Press, 1967); Scott Mainwaring and Timothy Scully, Building Democratic Institutions: Party Systems in Latin America (Cambridge: Cambridge University Press, 1995): 1鈥34; Nancy Bermeo and Deborah J. Yashar, Parties, Movements, and Democracy in the Developing World (Cambridge: Cambridge University Press, 2017); Fernando Bizzarro John Gerring, Carl Henrik Knutsen, Allen Hicken, Michael Bernhard, Svend-Erik Skaaning, Michael Coppedge, and Staffan I. Lindberg, 鈥淧arty Strength and Economic Growth,鈥 World Politics 70, no. 2 (2018): 275鈥320, .
  5. One of the pithiest and most popular quips about parties comes from the political scientist E. E. Schattschneider, who wrote in his 1942 volume Party Government that 鈥渢he political parties created democracy, and…modern democracy is unthinkable save in terms of the parties.鈥
  6. Political scientist V.O. Key famously distinguished between party organizations, parties in office, and parties in the electorate.
  7. Maurice Duverger, Political Parties: Their Organization and Activity in the Modern State (London: Methuen, 1951); Moisei Ostrogorski, Democracy and the Organization of Political Parties (Garden City, NY: Anchor Books, 1903); Robert Michels, 鈥淧olitical Parties: A Sociological Study of the Oligarchical Tendencies of Modern Democracy,鈥 translated by Eden Paul and Cedar Paul (New York: Hearst鈥檚 International Library Co., 1915), ; Otto Kirchheimer, 鈥淭he Transformation of the Western European Party Systems,鈥 in Political Parties and Political Development, ed. Joseph LaPalombara and Myron Weiner (Princeton, NJ: Princeton University Press, 1966): 177鈥200.
  8. Kathleen Bawn, Martin Cohen, David Karol, Seth Masket, Hans Noel, and John Zaller, 鈥淎 Theory of Political Parties: Groups, Policy Demands and Nominations in American Politics,鈥 Perspectives on Politics 10, no. 3 (2012): 571鈥597, .
  9. Daniel Schlozman and Sam Rosenfeld, 鈥淭he Hollow Parties,鈥 in Can America Govern Itself?, ed. Frances E. Lee and Nolan McCarty (Cambridge: Cambridge University Press, 2019): 120鈥152; Julia R. Azari, 鈥淲eak Parties, Strong Partisanship,鈥 presented at the Annual Meeting of the American Political Science Association, 2018.
  10. Russel Muirhead and Nancy L. Rosenblum, 鈥淭he Political Theory Of Parties and Partisanship: Catching Up,鈥 Annual Review of Political Science 23 (May 2020): 95鈥110, .
  11. Stephanie L. Mudge, Leftism Reinvented: Western Parties from Socialism to Neoliberalism (Cambridge, MA: Harvard University Press, 2018).
  12. Bruce E. Cain and Cody Gray, 鈥淧arties by Design: Pluralist Party Reform in a Polarized Era,鈥 New York University Law Review 93 (October 2018): 621鈥646, ; Joseph Fishkin and Heather K. Gerken, 鈥淭he Party鈥檚 Over: McCutcheon, Shadow Parties, and the Future of the Party System,鈥 Supreme Court Review 2014, no. 1 (2015): 175鈥214, ; Richard H. Pildes, 鈥淩omanticizing Democracy, Political Fragmentation, and the Decline of American Government,鈥 Yale Law Journal (2014): 806鈥852, ; Samuel Issacharoff, 鈥淥utsourcing Politics: the Hostile Takeover of our Hollowed-Out Political Parties,鈥 Houston Law Review Frankel Lecture Series 54 (April 2017), .
  13. Angelo Panebianco, Political Parties: Organization and Power (Cambridge: Cambridge University Press, 1988).
  14. Panebianco, Political Parties, 274.
  15. See also work by Otto Kirchheimer, The Transformation of the Western European Party Systems (Princeton: Princeton University Press, 1966): 177鈥200, ; Richard Katz and Peter Mair, 鈥淐hanging Models of Party Organization and Party Democracy: The Emergence of the Cartel Party,鈥 Party Politics 1, no. 1 (1995): 5鈥28, .
  16. Nicholas Carnes, White-Collar Government: The Hidden Role of Class in Economic Policy Making (Chicago: University of Chicago Press, 2013); Tabatha Abu El-Haj, 鈥淣etworking the Party: First Amendment Rights and the Pursuit of Responsive Party Government,鈥 Columbia Law Review 118, no. 1 (2018): 1鈥76, ; Adam Bonica and Maya Sen, The Judicial Tug of War: How Lawyers, Politicians, and Ideological Incentives Shape the American Judiciary (Cambridge: Cambridge University Press, 2020).
  17. Jacob Hacker and Paul Pierson, Winner-Take-All Politics: How Washington Made the Rich Richer鈥攁nd Turned Its Back on the Middle Class (New York: Simon & Schuster, 2011); Jacob Hacker and Paul Pierson, Let them Eat Tweets: How the Right Rules in an Age of Extreme Inequality (New York: Liveright, 2020); Benjamin Page and Martin Gilens, Democracy in America?: What Has Gone Wrong and What We Can Do 国产视频 It (Chicago: University of Chicago Press, 2017).
  18. Mikael Persson, 鈥淔rom opinions to policies: Examining the links between citizens, representatives, and policy change,鈥 Electoral Studies 74 (December 2021), ; Lea Els盲sser, Svenja Hense, and Armin Sch盲fer, 鈥淣ot Just Money: Unequal Responsiveness in Egalitarian Democracies,鈥 Journal of European Public Policy 28, no. 12 (2021): 1890鈥1908, ; Noam Lupu and Alejandro Tirado Castro, 鈥淯nequal Policy Responsiveness in Spain,鈥 Socio-Economic Review 21, no. 3 (2022): 1697鈥1720, ; Mads Andreas Elkjaer, 鈥淲hat Drives Unequal Policy Responsiveness? Assessing the Role of Informational Asymmetries in Economic Policy Making,鈥 Comparative Political Studies 53, no. 14 (2020): 2213鈥2245, .
  19. Bonica and Sen, The Judicial Tug of War; Geoffrey Evans and James Tilley, The New Politics of Class: The Political Exclusion of the British Working Class (Oxford: Oxford University Press, 2017); Jonathan Klick, 鈥淭he Wealth of Congress,鈥 Harvard Journal of Law & Public Policy 40, no. 3 (2017): 603鈥637, .
  20. Katherine Shaeffer, 鈥淭he changing face of Congress in 8 charts,鈥 Pew Research Center, February 7, 2023, .
  21. Nate Cohn, 鈥淗ow Educational Differences Are Widening America鈥檚 Political Rift,鈥 New York Times, September 8, 2021, .
  22. Hacker and Pierson, Let Them Eat Tweets; Robert Kuttner, Can Democracy Survive Global Capitalism? (New York: W. W. Norton, 2018); Wolfgang Streeck, Buying Time: The Delayed Crisis of Democratic Capitalism (London: Verso, 2014); Fred Block, Capitalism: The Future of an Illusion (Berkeley, CA: University of California Press, 2018); Wendy Brown, Undoing the Demos: Neoliberalism鈥檚 Stealth Revolution (New York: Zone Books, 2015).
  23. Theda Skocpol, 鈥淎dvocates without Members: The Recent Transformation of American Civic Life,鈥 in Civic Engagement in American Democracy, ed. Theda Skocpol and Morris P. Fiorina (Washington, DC: Brookings Institution Press, 1999): 461鈥510.
Political Parties Are Essential Democratic Institutions (Didi Kuo)

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